Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Calhoun DanielAllstate Financial Services, LLCMML Investors Services, LLC02-27-2018
Robyn Lynell AdamsAmeriprise Financial Services, Inc.MML Investors Services, LLC06-20-2018
Peter Michael WeinbaumAmeriprise Financial Services, Inc.MML Investors Services, LLC11-06-2017
William Christopher BaltrusAmeritas Investment Corp.MML Investors Services, LLC02-10-2015
Jamar Lamont BatesBates Financial Group, LLC.MML Investors Services, LLC08-19-2014
William Matthew J GuinnCape Securities Inc.MML Investors Services, LLC08-24-2015
Morgan MarlinCetera Advisors LLCMML Investors Services, LLC10-09-2017
Stephen Robert PhilpottCetera Advisors LLCMML Investors Services, LLC$10011-04-2014
Gibson Johnston Pryor Jr.Cetera Advisors LLCMML Investors Services, LLC09-24-2012
Joshua Allan Christian ChavezChase Investment Services Corp.MML Investors Services, LLC07-29-2011
Jamie Lynn SchumacherCountry Capital Management CompanyMML Investors Services, LLC03-05-2014
Paul David OsmanDempsey Lord Smith, LLCMML Investors Services, LLC07-17-2019
Steven Charles BarrettDempsey Lord Smith, LLCMML Investors Services, LLC04-30-2018
Michael Keith ArgoDempsey Lord Smith, LLCMML Investors Services, LLC$10006-03-2013
Sidney R. DivineDivine Wealth StrategiesMML Investors Services, LLC09-28-2018
Bradley Dale AtkinsFinancial Clarity Partners, LLCMML Investors Services, LLC07-28-2015
Ralph Lanier Rhodes IIIHornor, Townsend & Kent, LLCMML Investors Services, LLC$10003-24-2016
WILLIAM HOWELL CULLENSHornor, Townsend & Kent, LLCMML Investors Services, LLC02-22-2016
Samuel Lewis CrossleyINVEST Financial CorporationMML Investors Services, LLC$10001-07-2016
Lebron C. MorganJ.P. Morgan Securities LLCMML Investors Services, LLC$10005-13-2019
Eric Richard KnabJ.P. Turner & Company, L.L.C.MML Investors Services, LLC09-01-2011
Conrad Brian LevesqueJ.W. Cole Financial, Inc.MML Investors Services, LLC10-06-2017
Ronald R. Womack IIKovack Securities Inc.MML Investors Services, LLC12-09-2014
Steven David Jones IILiberty Financial Advisors, LLCMML Investors Services, LLC10-24-2012
Noah Hunter ReichertLPL Financial LLCMML Investors Services, LLC12-14-2018
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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