Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lannis Harold GreeneCambridge Investment Research, Inc.MML Investors Services, LLC04-20-2009
Conrad Lowell Slate Sr.Cambridge Investment Research, Inc.MML Investors Services, LLC$10004-24-2009
Paul Lucian WetherallCambridge Investment Research, Inc.MML Investors Services, LLC$50001-21-2010
Karl Arold WunderlichCambridge Investment Research, Inc.MML Investors Services, LLC$50007-26-2010
Charles Michael EstesCambridge Investment Research, Inc.MML Investors Services, LLC$10001-31-2011
Phillip Brian Cook Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC$10001-31-2011
Douglas Eugene HenkeCetera Investment Services LLCMML Investors Services, LLC05-02-2011
Steven Douglas LepageCambridge Investment Research, Inc.MML Investors Services, LLC09-20-2011
David Scott NicholsFSC Securities CorporationMML Investors Services, LLC$50002-02-2012
Jennifer Lynn SissonTransamerica Financial Advisors, IncMML Investors Services, LLC07-13-2012
Leo Michael QuickWaddell & ReedMML Investors Services, LLC$10002-25-2013
Joseph Rocco CampanelliLPL Financial LLCMML Investors Services, LLC$10007-22-2013
David R. AndrewLPL Financial LLCMML Investors Services, LLC$10009-20-2013
Michael Alan GabrielsonBroker Dealer Financial Services Corp.MML Investors Services, LLC10-18-2013
Henry L. OrtmannPackerland Brokerage Services, Inc.MML Investors Services, LLC04-01-2014
Ryan Lavern BrooksBroker Dealer Financial Services Corp.MML Investors Services, LLC07-22-2014
Benjamin VanengelenhovenMoney Concepts Capital CorpMML Investors Services, LLC02-19-2015
Nakia Schwann MartinCambridge Investment Research, Inc.MML Investors Services, LLC03-05-2015
Jeffrey Scott BradleyFBL Marketing Services, LLCMML Investors Services, LLC$10008-08-2016
Pete Derek ScheurmanAXA Advisors, LLCMML Investors Services, LLC06-02-2017
Joshua James HerbstPrincipal Securities, Inc.MML Investors Services, LLC08-22-2017
Michael Vernon BenninghovenPrincipal Securities, Inc.MML Investors Services, LLC$10009-18-2017
Keith R HolcombCambridge Investment Research, Inc.MML Investors Services, LLC09-26-2017
Jon F HeimPrincipal Securities, Inc.MML Investors Services, LLC$25001-23-2018
Chad T. MacklandLion Street Financial, LLCMML Investors Services, LLC12-12-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.