Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, LLC$2506-21-2019
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC05-07-2019
Shawky Aziz YoakimFifth Third Securities, Inc.MML Investors Services, LLC01-16-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Larry Gene ZucksworthCetera Financial Specialists LLCMML Investors Services, LLC07-27-2018
James Stanley ThompsonAmeritas Investment Corp.MML Investors Services, LLC05-21-2018
Marilyn Carol FriedmanLPL Financial LLCMML Investors Services, LLC$1005-08-2018
Kent Robert McGinnisSigma Financial CorporationMML Investors Services, LLC$2501-31-2018
Gary Anthony McMahonEquity Services, Inc.MML Investors Services, LLC01-29-2018
Kurt Bowman SchaeferHorace Mann Investors, Inc.MML Investors Services, LLC$5001-26-2018
Thomas Joseph WielgosWells Fargo Clearing Services, LLCMML Investors Services, LLC$1012-11-2017
Delores Jean McCannHorace Mann Investors, Inc.MML Investors Services, LLC11-17-2017
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC10-17-2017
Todd Richard GrahamWoodbury Financial Services, Inc.MML Investors Services, LLC09-26-2017
William Ralph Buikema Jr.NYLIFE Securities LLCMML Investors Services, LLC$25007-21-2017
Mark Christopher DevitoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-30-2017
Joshua Ryan MoormanMorgan StanleyMML Investors Services, LLC06-30-2017
Winston Jarnell Taylor Sr.Pruco Securities, LLC.MML Investors Services, LLC06-20-2017
Patricia Ann ChevalierAmeriprise Financial Services, Inc.MML Investors Services, LLC05-03-2017
Shara S. VoulgarisTD Ameritrade Investment Management, LLCMML Investors Services, LLC12-21-2016
Matthew Jarett HoenesKestra Investment Services, LLCMML Investors Services, LLC08-05-2016
Francis Michael EvansPark Avenue Securities LLCMML Investors Services, LLC02-12-2016
Kenneth ArmbrusterVoya Financial Advisors, Inc.MML Investors Services, LLC04-13-2015
Hiral Patel HudsonMorgan StanleyMML Investors Services, LLC01-02-2015
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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