Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James HrankaCountry Capital Management CompanyMML Investors Services, LLC01-07-2011
Zachary C YoungbloodCountry Capital Management CompanyMML Investors Services, LLC$15007-12-2011
Paul Dean HillWoodbury Financial Services, Inc.MML Investors Services, LLC$5012-19-2011
Gregory Howard KampAllstate Financial Services, LLCMML Investors Services, LLC03-19-2012
John Bishop HillmanFiduciary Financial Partners, LLCMML Investors Services, LLC08-10-2012
Miaciah Joseph ManuelFiduciary Financial Partners, LLCMML Investors Services, LLC08-10-2012
Darren Barclay BellOneAmerica Securities, Inc.MML Investors Services, LLC06-27-2013
Robert William SmithOneAmerica Securities, Inc.MML Investors Services, LLC08-02-2013
Andrew F AriensCambridge Investment Research, Inc.MML Investors Services, LLC11-27-2013
Joseph Michael Esposito JrCommonwealth Financial NetworkMML Investors Services, LLC05-06-2014
Charles Keith KikerCommonwealth Financial NetworkMML Investors Services, LLC$10005-06-2014
Natasha Secoquian LauerCambridge Investment Research, Inc.MML Investors Services, LLC$1005-07-2014
John Joseph MoranSecurities America, Inc.MML Investors Services, LLC07-18-2014
James Michael CookCambridge Investment Research, Inc.MML Investors Services, LLC11-21-2014
Hiral Patel HudsonMorgan StanleyMML Investors Services, LLC01-02-2015
Ronald Craig DicksteinNYLIFE Securities LLCMML Investors Services, LLC$1609-29-2015
Francis M EvansPark Avenue Securities LLCMML Investors Services, LLC02-12-2016
Matthew Jarett HoenesKestra Investment Services, LLCMML Investors Services, LLC08-05-2016
Jason Allan StroedeSowell ManagementMML Investors Services, LLC11-15-2016
Mark Christopher DevitoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-30-2017
William Ralph Buikema JrNYLIFE Securities LLCMML Investors Services, LLC$15007-21-2017
Matthew Jed WeldonSigma Financial CorporationMML Investors Services, LLC09-21-2017
Todd Richard GrahamWoodbury Financial Services, Inc.MML Investors Services, LLC09-26-2017
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC10-17-2017
Debra Nadeau Dominic NadeauLPL Financial LLCMML Investors Services, LLC$20811-09-2017
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.