Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna Lynn PetriAllstate Financial Services, LLCMML Investors Services, LLC$108-24-2017
Wayne Allen PiperAllstate Financial Services, LLCMML Investors Services, LLC11-28-2016
Michele Marie GoldmanAmeriprise Financial Services, Inc.MML Investors Services, LLC02-06-2009
Matthew William HolbrookCambridge Investment Research, Inc.MML Investors Services, LLC01-08-2016
Matthew Alan GolliherCetera Investment Services LLCMML Investors Services, LLC03-15-2016
Todd Michael BonvinoCFD Investments, Inc.MML Investors Services, LLC02-16-2017
John Radford ComptonCFD Investments, Inc.MML Investors Services, LLC03-26-2012
Joel James VanderweeleChase Investment Services Corp.MML Investors Services, LLC09-21-2009
Steven Scott MeierCommonwealth Financial NetworkMML Investors Services, LLC$2509-22-2017
Craig Warren MenningaCWM Wealth Management, LLCMML Investors Services, LLC10-15-2012
Blake Allen HoughtalingFifth Third Securities, Inc.MML Investors Services, LLC10-26-2010
Richard Alan RarickHorace Mann Investors, Inc.MML Investors Services, LLC$2508-18-2017
Aaron Robert RarickHorace Mann Investors, Inc.MML Investors Services, LLC07-13-2017
Brian John SchaffJ.P. Morgan Securities LLCMML Investors Services, LLC08-18-2016
Brandon James StollerJ.P. Morgan Securities LLCMML Investors Services, LLC04-12-2016
Scott Michael GoellerJ.P. Morgan Securities LLCMML Investors Services, LLC08-13-2015
Liam Nicholas SmithMorgan StanleyMML Investors Services, LLC01-28-2014
Crystal HarterNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$101-12-2011
Nicholas Dale HarterNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$112-09-2010
Roger Edward ZiliakNYLIFE Securities LLCMML Investors Services, LLC12-16-2010
Susan Suthers AyersOneAmerica Securities, Inc.MML Investors Services, LLC02-23-2017
Alnore B DeenOneAmerica Securities, Inc.MML Investors Services, LLC04-04-2013
Kevin Earl BaldwinOneAmerica Securities, Inc.MML Investors Services, LLC03-01-2010
Jeremy M SassanellaPark Avenue Securities LLCMML Investors Services, LLC02-24-2016
Kameron J HelmuthPNC InvestmentsMML Investors Services, LLC08-09-2012
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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