Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna Lynn PetriAllstate Financial Services, LLCMML Investors Services, LLC08-24-2017
Daniel Alan ShepardAmeriprise Financial Services, Inc.MML Investors Services, LLC12-11-2018
Leonard Lester NeislerCFD Investments, Inc.MML Investors Services, LLC$2506-25-2018
Jonathan Dunn CracraftCH Douglas & Gray Wealth ManagementMML Investors Services, LLC02-19-2015
Steven Scott MeierCommonwealth Financial NetworkMML Investors Services, LLC$9109-22-2017
Craig Warren MenningaCWM Wealth Management, LLCMML Investors Services, LLC10-15-2012
Kristi K BakerGlobal Retirement Partners LLCMML Investors Services, LLC02-23-2017
Richard Alan RarickHorace Mann Investors, Inc.MML Investors Services, LLC$5008-18-2017
Aaron Robert RarickHorace Mann Investors, Inc.MML Investors Services, LLC07-13-2017
Liam SmithMorgan StanleyMML Investors Services, LLC01-28-2014
Nicholas Dale HarterNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC12-09-2010
Roger Edward ZiliakNYLIFE Securities LLCMML Investors Services, LLC12-16-2010
Jonathan T. BensenOneAmerica Securities, Inc.MML Investors Services, LLC01-10-2019
Jeremy M SassanellaPark Avenue Securities LLCMML Investors Services, LLC02-24-2016
Jason G. RadelPrincipal Securities, Inc.MML Investors Services, LLC10-01-2018
Nicholas Henri NajemPruco Securities, LLC.MML Investors Services, LLC12-11-2017
Sarah Lynn SalleePruco Securities, LLC.MML Investors Services, LLC09-05-2017
Weslee D. PhelpsPruco Securities, LLC.MML Investors Services, LLC01-17-2017
Anthony Louis IacobucciRaymond James & Associates, Inc.MML Investors Services, LLC12-16-2015
Jason David StuckySecurities Service Network, LLCMML Investors Services, LLC06-21-2013
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
Sean Kelley LewisThurston Springer FinancialMML Investors Services, LLC08-25-2016
Anthony James KerinsVALIC Financial Advisors, Inc.MML Investors Services, LLC07-02-2018
Bryan David KlemmVALIC Financial Advisors, Inc.MML Investors Services, LLC$5007-13-2010
Russell FordWayfinder Financial LLCMML Investors Services, LLC05-10-2019
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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