Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lucas Baxter MeadorsJ.P. Morgan Securities LLCMML Investors Services, LLC05-07-2019
Hunter Mirek BoydLPL Financial LLCMML Investors Services, LLC05-01-2019
Michael David HartJ.P. Morgan Securities LLCMML Investors Services, LLC03-06-2019
Carla Hogan AdkinsWoodbury Financial Services, Inc.MML Investors Services, LLC11-02-2018
Eugene CoxWoodbury Financial Services, Inc.MML Investors Services, LLC11-02-2018
Lynore A YatesCetera Advisor Networks LLCMML Investors Services, LLC02-05-2018
Patrick James GaughanCambridge Investment Research, Inc.MML Investors Services, LLC07-24-2017
Robert James GaynierPruco Securities, LLC.MML Investors Services, LLC09-27-2016
Joseph Bradley CecilPrivate Client Services, LLCMML Investors Services, LLC02-04-2015
Matthew Peyton TierneyNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC02-13-2014
Theresa Lynn EllisIBN Financial Services, Inc.MML Investors Services, LLC04-15-2013
Renee EdwardsPark Avenue Securities LLCMML Investors Services, LLC$1911-17-2017
Steven Dale HamannValMark Securities, Inc.MML Investors Services, LLC$2510-01-2009
Anne Chamberlain ShawPark Avenue Securities LLCMML Investors Services, LLC$5011-17-2017
Michael Robert JoksimovicCambridge Investment Research, Inc.MML Investors Services, LLC$5007-24-2017
William Brown Cox SrAllstate Financial Services, LLCMML Investors Services, LLC$5008-20-2014

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.