Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Henry KempleCommonwealth Financial NetworkMML Investors Services, LLC08-24-2020
Kenneth J Koch JrE*TRADE Capital Management, LLCMML Investors Services, LLC08-11-2020
Christopher Michael DaveyEquity Services, Inc.MML Investors Services, LLC03-02-2020
Lee Ann FataloRaymond James Financial Services, Inc.MML Investors Services, LLC01-24-2020
James Edward CarlsonSCU FinancialMML Investors Services, LLC12-05-2019
Harrison Parker JonesJ.P. Morgan Securities LLCMML Investors Services, LLC11-06-2019
Ruth ChiccaSantander Securities LLCMML Investors Services, LLC10-29-2019
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Kristen Elizabeth MeahlFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Dennis Michael PalmeriniHornor, Townsend & Kent, LLCMML Investors Services, LLC$2505-06-2019
Kerri Allison AllenTFC Financial Management IncMML Investors Services, LLC04-08-2019
James Gene TaraniPruco Securities, LLC.MML Investors Services, LLC03-13-2019
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC12-14-2018
John Franklin Hanna Jr.Horace Mann Investors, Inc.MML Investors Services, LLC$1009-07-2018
Matthew Edward CormanSecurities America, Inc.MML Investors Services, LLC07-30-2018
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
John F. ShoroSecurities America, Inc.MML Investors Services, LLC$5007-02-2018
Christopher George MehneSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
Joshua Aaron GouldSecurian Financial Services, Inc.MML Investors Services, LLC05-23-2018
Robert Michael NathanHornor, Townsend & Kent, LLCMML Investors Services, LLC$5004-02-2018
Christopher Paul ArriggPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC03-21-2018
Christopher Edward BurnesHorace Mann Investors, Inc.MML Investors Services, LLC03-20-2018
Wayne Frederick Slattery Jr.Allstate Financial Services, LLCMML Investors Services, LLC03-19-2018
Emily Anne MullaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-07-2018
Douglas Earl MooreSignator Investors, Inc.MML Investors Services, LLC03-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.