Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gene TaraniPruco Securities, LLC.MML Investors Services, LLC03-13-2019
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC$112-14-2018
John Franklin Hanna Jr.Horace Mann Investors, Inc.MML Investors Services, LLC$1009-07-2018
Matthew CormanSecurities America, Inc.MML Investors Services, LLC07-30-2018
Christopher George MehneSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
John F. ShoroSecurities America, Inc.MML Investors Services, LLC$5007-02-2018
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
Robert Michael NathanHornor, Townsend & Kent, LLCMML Investors Services, LLC$5004-02-2018
Christopher Paul ArriggPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC03-21-2018
Christopher Edward BurnesHorace Mann Investors, Inc.MML Investors Services, LLC$2503-20-2018
Wayne Frederick Slattery Jr.Allstate Financial Services, LLCMML Investors Services, LLC03-19-2018
Emily Anne MullaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-07-2018
Douglas Earl MooreSignator Investors, Inc.MML Investors Services, LLC03-02-2018
Robert James McnamaraAllstate Financial Services, LLCMML Investors Services, LLC11-15-2017
Anthony Randall BartlettCambridge Investment Research, Inc.MML Investors Services, LLC$111-10-2017
Kelly Allen WoerdemanAmeriprise Financial Services, Inc.MML Investors Services, LLC$111-10-2017
Anthony Joseph DepintoPinnacle Private Wealth, LLCMML Investors Services, LLC10-26-2017
Cara M DrewHornor, Townsend & Kent, LLCMML Investors Services, LLC09-01-2017
Deborah MyersRaymond James Financial Services, Inc.MML Investors Services, LLC08-30-2017
Joseph Richard DelucaLPL Financial LLCMML Investors Services, LLC$1008-21-2017
Carl KaliszewskiThe Investment Center, Inc.MML Investors Services, LLC$2507-18-2017
Kevin Timothy GreenLPL Financial LLCMML Investors Services, LLC$105-12-2017
Matthew John MclaughlinLPL Financial LLCMML Investors Services, LLC01-19-2017
Lauren CaskaLPL Financial LLCMML Investors Services, LLC11-30-2016
Nicole E PeterkinLPL Financial LLCMML Investors Services, LLC11-30-2016
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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