Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason M RogersAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC12-20-2017
Owen T BerryAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC08-16-2012
Kelly Allen WoerdemanAmeriprise Financial Services, LLCMML Investors Services, LLC11-10-2017
Salvatore Daniel LombardiAmeritas Investment Company, LLCMML Investors Services, LLC03-01-2013
Kerry Ann OBrienBeingFit FinancialMML Investors Services, LLC05-13-2020
Joseph William HayesBoston Hill Advisors, LLCMML Investors Services, LLC$1010-23-2012
Anthony Randall BartlettCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2017
Michael Ryan CrottyCambridge Investment Research, Inc.MML Investors Services, LLC01-22-2016
Patrick Edward OneilCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2013
Steven Douglas LepageCambridge Investment Research, Inc.MML Investors Services, LLC09-20-2011
Robert Peter LareauCambridge Investment Research, Inc.MML Investors Services, LLC01-19-2011
Frederick A Bellows IiiCitizens Securities, Inc.MML Investors Services, LLC08-12-2020
James Patrick DignamCitizens Securities, Inc.MML Investors Services, LLC$15006-03-2015
Travis James SousaCitizens Securities, Inc.MML Investors Services, LLC$15003-22-2010
William Henry KempleCommonwealth Financial NetworkMML Investors Services, LLC08-24-2020
Gregory Jude PintoCommonwealth Financial NetworkMML Investors Services, LLC$50007-24-2020
Patrick Joseph HintonCommonwealth Financial NetworkMML Investors Services, LLC$5007-24-2020
Wayne D RichardsonCommonwealth Financial NetworkMML Investors Services, LLC11-02-2015
William Campbell BerryCommonwealth Financial NetworkMML Investors Services, LLC01-18-2013
John Barrett SteigerCommonwealth Financial NetworkMML Investors Services, LLC$2505-14-2012
Kenneth J Koch JrE*TRADE Securities LLCMML Investors Services, LLC08-04-2020
Kristen Elizabeth MeahlFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Christopher Edward BurnesHorace Mann Investors, Inc.MML Investors Services, LLC$2503-20-2018
Sean Joseph OBrienHorace Mann Investors, Inc.MML Investors Services, LLC$5005-16-2017
Robert Michael NathanHornor, Townsend & Kent, LLCMML Investors Services, LLC$5004-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.