Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Liliana M MaesAXA Advisors, LLCMML Investors Services, LLC05-25-2017
Lee Tyler KennedyAXA Advisors, LLCMML Investors Services, LLC05-29-2009
Rodney Charles BrewerBrewer Financial Life Advisors, LLCMML Investors Services, LLC04-17-2018
Melissa B ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC$111-09-2018
Jonathan Edward MichaelCambridge Investment Research, Inc.MML Investors Services, LLC$107-01-2011
James J DenoraCambridge Investment Research, Inc.MML Investors Services, LLC$112-07-2010
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jordan R HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
William Jeffers FeldmaierCUNA Brokerage Services, Inc.MML Investors Services, LLC04-09-2012
Joseph Y JeonEquity Services, Inc.MML Investors Services, LLC02-13-2014
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC01-02-2009
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC$15005-04-2017
Michelle Marie HughesHIMCO Distribution Services CompanyMML Investors Services, LLC08-02-2010
Marc Alexander DeltergoKestra Investment Services, LLCMML Investors Services, LLC06-12-2014
Jack Wallman AbelKestra Investment Services, LLCMML Investors Services, LLC$2508-30-2010
John Mackay DepenbrockKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Jon LarranagaKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Michael Louis HochKestra Investment Services, LLCMML Investors Services, LLC$10008-30-2010
Robert Thomas Woodward IKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Daniel J DorseyLombard Securities IncorporatedMML Investors Services, LLC05-07-2013
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial MML Investors Services, LLC$24507-15-2019
Andrea Lynn DykesLPL Financial LLCMML Investors Services, LLC06-26-2013
James Hunter StrotherLPL Financial LLCMML Investors Services, LLC$2506-26-2013
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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