Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard E HeydenberkCambridge Investment Research, Inc.MML Investors Services, LLC01-02-2020
Alexander Seiji PotterCambridge Investment Research, Inc.MML Investors Services, LLC08-08-2017
Brian Scott DudaCambridge Investment Research, Inc.MML Investors Services, LLC$5005-09-2017
David B GrafCambridge Investment Research, Inc.MML Investors Services, LLC$1505-08-2017
Thomas Leonard BraciakCambridge Investment Research, Inc.MML Investors Services, LLC02-06-2017
Dennis Bruce LernerCambridge Investment Research, Inc.MML Investors Services, LLC$50004-26-2011
Todd Kenneth CsernaiCambridge Investment Research, Inc.MML Investors Services, LLC$5004-26-2011
Bradley David FathCambridge Investment Research, Inc.MML Investors Services, LLC$2504-26-2011
Thomas Michael TaciaCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Josiah WhittenCapital Asset Advisory Services, LLCMML Investors Services, LLC07-28-2020
Ryan William HallCentaurus Financial, Inc.MML Investors Services, LLC05-01-2017
Robert J Moore Justin M Williamson Jeffrey R SteeleCommonwealth Financial NetworkMML Investors Services, LLC$22011-07-2019
Jeffrey Robert SteeleCommonwealth Financial NetworkMML Investors Services, LLC11-07-2019
Justin Matthew WilliamsonCommonwealth Financial NetworkMML Investors Services, LLC11-07-2019
Robert John-Ulrich MooreCommonwealth Financial NetworkMML Investors Services, LLC$2511-07-2019
Peter Anthony FinchCommonwealth Financial NetworkMML Investors Services, LLC06-26-2015
Andrew John BrownCommonwealth Financial NetworkMML Investors Services, LLC04-25-2014
Walter Barry BermanCPR Investments IncMML Investors Services, LLC08-07-2018
Shaun Michael FischerCUSO Financial Services, L.P.MML Investors Services, LLC08-13-2018
Kurt Ryan DavisEquity Services, Inc.MML Investors Services, LLC06-20-2019
Spencer Christian EickGregory J. Schwartz & Co., Inc.MML Investors Services, LLC08-06-2020
Trena Lenette FarmerInfinex Investments, Inc.MML Investors Services, LLC09-27-2016
Judith Lynn Weld-CooperInnovation Partners LLCMML Investors Services, LLC04-29-2017
Eva Praeger FreedInnovation Partners LLCMML Investors Services, LLC$2504-28-2017
Brian CvetkovskiInnovation Partners LLCMML Investors Services, LLC04-28-2017
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.