Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Dennis Bruce LernerCambridge Investment Research, Inc.MML Investors Services, LLC$50004-26-2011
Todd Kenneth CsernaiCambridge Investment Research, Inc.MML Investors Services, LLC$5004-26-2011
Bradley David FathCambridge Investment Research, Inc.MML Investors Services, LLC$2504-26-2011
Thomas Michael TaciaCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Barbara Claire VorenbergLincoln InvestmentMML Investors Services, LLC08-04-2011
Andrew C PsilisPNC InvestmentsMML Investors Services, LLC$1001-09-2012
Wesley Jay FebusSecurities America, Inc.MML Investors Services, LLC04-17-2013
David Barnett GoldfarbInnovation Partners LLCMML Investors Services, LLC06-03-2013
Robert Henry DarntonInnovation Partners LLCMML Investors Services, LLC06-11-2013
Andrew John BrownCommonwealth Financial NetworkMML Investors Services, LLC04-25-2014
Gail Ann WhiteInnovation Partners LLCMML Investors Services, LLC06-02-2014
Dennis D RichardsonLPL Financial LLCMML Investors Services, LLC07-18-2014
Peter Anthony FinchCommonwealth Financial NetworkMML Investors Services, LLC06-26-2015
Diana Kay PringleSecurian Financial Services, Inc.MML Investors Services, LLC11-18-2015
Donald Chester SpenceThe O.N. Equity Sales CompanyMML Investors Services, LLC12-17-2015
Deanna S LeichtSecurian Financial Services, Inc.MML Investors Services, LLC01-18-2016
Trena Lenette FarmerInfinex Investments, Inc.MML Investors Services, LLC09-27-2016
Thomas Leonard BraciakCambridge Investment Research, Inc.MML Investors Services, LLC02-06-2017
Eva Praeger FreedInnovation Partners LLCMML Investors Services, LLC$2504-28-2017
Brian CvetkovskiInnovation Partners LLCMML Investors Services, LLC04-28-2017
Judith Lynn Weld-CooperInnovation Partners LLCMML Investors Services, LLC04-29-2017
Ryan William HallCentaurus Financial, Inc.MML Investors Services, LLC05-01-2017
David B GrafCambridge Investment Research, Inc.MML Investors Services, LLC$1505-08-2017
Brian Scott DudaCambridge Investment Research, Inc.MML Investors Services, LLC$5005-09-2017
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.