Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Joseph SchwartzAmeriprise Financial Services, LLCMML Investors Services, LLC02-07-2012
Alexander James NortonAmeriprise Financial Services, LLCMML Investors Services, LLC$2502-24-2010
Robert Waldemar PetersenAXA Advisors, LLCMML Investors Services, LLC03-02-2009
Isaiah L GoodmanBecoming Financial Advisory Services, LLCMML Investors Services, LLC11-01-2018
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Shawn Phillip WalshCetera Advisor Networks LLCMML Investors Services, LLC08-16-2018
Danny D AlbertsonCetera Advisors LLCMML Investors Services, LLC04-08-2013
Dale Allen CarlsonCetera Investment Services LLCMML Investors Services, LLC05-13-2011
Peter Eugene CongdonCetera Investment Services LLCMML Investors Services, LLC$101-01-2011
Nathen Lynn ChristensenCUNA Brokerage Services, Inc.MML Investors Services, LLC09-21-2017
Michael Paul SchwietersCUNA Brokerage Services, Inc.MML Investors Services, LLC05-09-2013
Gregory Charles FalzoneEmerson Equity LLCMML Investors Services, LLC11-13-2019
David Lawrence Austin IIFarmers Financial Solutions, LLCMML Investors Services, LLC02-12-2020
Marcus MandtFBL Marketing Services, LLCMML Investors Services, LLC09-24-2019
Lizzu CastanedaFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Grant M. ThayerFidelity Brokerage Services LLCMML Investors Services, LLC05-24-2017
Brian Michael HensleyIntellicents Investment Solutions IncMML Investors Services, LLC09-28-2017
Christopher James HamiltonLPL Financial LLCMML Investors Services, LLC11-06-2019
Stephen Taylor Salmon Jr.LPL Financial LLCMML Investors Services, LLC04-30-2010
Benjamin Michael BrockerM Holdings Securities, Inc.MML Investors Services, LLC03-04-2011
Andrew Michael KolbMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-07-2015
Michael T. DroddyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2015
Scott Wayne LuehringMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2012
Luke Thomas HannahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-08-2011
Matthew Robert HillerMML Investors Services, LLCMML Investors Services, LLC08-01-2018
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.