Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Taylor Salmon JrLPL Financial LLCMML Investors Services, LLC$2504-30-2010
Ryan Andrew BrixiusPFS Investments Inc.MML Investors Services, LLC07-29-2010
Benjamin Michael BrockerM Holdings Securities, Inc.MML Investors Services, LLC03-04-2011
Scott Wayne LuehringMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2012
Aaron Arthur RoesslerAvantax Investment Services, Inc.MML Investors Services, LLC04-16-2013
Michael Paul SchwietersCUNA Brokerage Services, Inc.MML Investors Services, LLC05-09-2013
Lindsay Lea OlsonNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC06-13-2013
Peter Wayne CarlsonCapital Synergy PartnersMML Investors Services, LLC$5001-29-2014
Michael Thomas DroddyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2015
Grant Michael ThayerFidelity Brokerage Services LLCMML Investors Services, LLC05-24-2017
Nathen Lynn ChristensenCUNA Brokerage Services, Inc.MML Investors Services, LLC09-21-2017
Tyler James FurgerRetirement Wealth Advisors, Inc.MML Investors Services, LLC07-12-2018
Isaiah L GoodmanBecoming Financial Advisory Services, LLCMML Investors Services, LLC11-01-2018
Connor Thomas MckeenPrincipal Securities, Inc.MML Investors Services, LLC12-05-2018
Maxwell FoxSecurian Financial Services, Inc.MML Investors Services, LLC01-15-2019
Lizzu CastanedaFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Marcus MandtFBL Marketing Services, LLCMML Investors Services, LLC09-24-2019
Christopher James HamiltonLPL Financial LLCMML Investors Services, LLC11-06-2019
David Lawrence Austin IIFarmers Financial Solutions, LLCMML Investors Services, LLC02-12-2020

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.