Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joy WilnerAllstate Financial Services, LLCMML Investors Services, LLC02-01-2010
Richard B Yust Jr.AXA Advisors, LLCMML Investors Services, LLC03-14-2018
Richard Bryan YustAXA Advisors, LLCMML Investors Services, LLC$5002-02-2018
Paul P PongniphonAXA Advisors, LLCMML Investors Services, LLC09-29-2017
Walter Carl RoddyCetera Advisor Networks LLCMML Investors Services, LLC11-16-2017
Richard Craig FitzerCommonwealth Financial NetworkMML Investors Services, LLC$101-16-2013
David Joseph ZaegelCWOs For Hire LLCMML Investors Services, LLC04-07-2016
David Patrick NadeauEdward JonesMML Investors Services, LLC08-17-2018
Kevin Matthew DoyleEdward JonesMML Investors Services, LLC05-26-2017
Ronald W Lentz Jr.Edward JonesMML Investors Services, LLC05-19-2017
Salvatore Lauri Jr.Edward JonesMML Investors Services, LLC03-13-2017
Alejandro Javier Carvalho RodriguezEdward JonesMML Investors Services, LLC$101-30-2017
RUSSELL DONALD RHODESEdward JonesMML Investors Services, LLC07-27-2016
Donald Kirk DarnellEdward JonesMML Investors Services, LLC05-01-2014
Patricia GomezEdward JonesMML Investors Services, LLC11-11-2013
James Dudley Hutchinson IVEdward JonesMML Investors Services, LLC$2506-14-2012
Steven Douglas DietrichEdward JonesMML Investors Services, LLC04-16-2012
Elizabeth Kelly MooreEdward JonesMML Investors Services, LLC$105-16-2011
Jett Barker SmithFarmers Financial Solutions, LLCMML Investors Services, LLC05-11-2016
Samuel M HagemannFirst Heartland Capital, Inc.MML Investors Services, LLC$102-10-2015
Robert Horace Parker Jr.HD Vest Investment ServicesMML Investors Services, LLC01-28-2014
Kyle Edward WortLarson Financial Securities, LLCMML Investors Services, LLC$50003-05-2012
Steven JohnsonLPL Financial LLCMML Investors Services, LLC01-09-2015
Michael G GaffneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-28-2014
Christopher Michael CarrilloNational Planning CorporationMML Investors Services, LLC12-15-2015
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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