Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
William Scott StandenPrincipal Securities, Inc.MML Investors Services, LLC02-14-2019
Joseph HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
Jeffrey Paul ClarkePrincipal Securities, Inc.MML Investors Services, LLC$1010-16-2018
Laird W. HepburnBSG AdvisersMML Investors Services, LLC09-26-2018
Ian BloomOpen World Financial Life PlanningMML Investors Services, LLC08-22-2018
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC$5007-24-2018
Richard Eugene PayneRaymond James & Associates, Inc.MML Investors Services, LLC07-03-2018
John Haywood Lyon Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Andrew R. MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC11-20-2017
Donald Grey Beard Jr.Securities America, Inc.MML Investors Services, LLC$1007-31-2017
Misty Leigh Leighton PetrosinoPark Avenue Securities LLCMML Investors Services, LLC07-31-2017
Christopher Allen RhyneWoodbury Financial Services, Inc.MML Investors Services, LLC$1010-14-2016
Carol Lynn HalweilWells Fargo Clearing Services, LLCMML Investors Services, LLC02-24-2016
Kevin Colby HarvelSecurities America, Inc.MML Investors Services, LLC02-10-2016
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Christopher Connor RolfAltrius Capital Management, Inc.MML Investors Services, LLC08-13-2015
Timothy Clay Ebert, Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Thomas Adrian TaylorWells Fargo Clearing Services, LLCMML Investors Services, LLC03-05-2015
Walter Paul ShoczolekHD Vest Investment ServicesMML Investors Services, LLC01-28-2015
John Andrew BlyProEquities, Inc.MML Investors Services, LLC12-01-2014
Steven Michael WhiteInnovation Partners LLCMML Investors Services, LLC$2503-03-2014
William Park DavidsonPark Wealth Management, LLCMML Investors Services, LLC01-24-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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