Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC11-20-2017
Hillary Anne KesslerAlphaStar Capital Management, LLCMML Investors Services, LLC04-09-2020
Shaun M TarzyAlphaStar Capital Management, LLCMML Investors Services, LLC08-30-2018
Christopher Connor RolfAltrius Capital Management, Inc.MML Investors Services, LLC08-13-2015
Walter Paul ShoczolekAvantax Investment Services, Inc.MML Investors Services, LLC01-28-2015
Robert Francis PichaBSG AdvisersMML Investors Services, LLC09-26-2018
Laird W HepburnBSG AdvisersMML Investors Services, LLC09-26-2018
John Haywood Lyon JrCambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Timothy Clay EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC07-24-2018
Carla Wickline HookerCUSO Financial Services, L.P.MML Investors Services, LLC05-02-2017
Eric RadinskyEdward JonesMML Investors Services, LLC10-25-2019
Chelse Nieri StevensFidelity Brokerage Services LLCMML Investors Services, LLC06-20-2014
Dustin KoufmanFirst Horizon Advisors, Inc.MML Investors Services, LLC$1003-20-2017
Newman Alexander Townsend IIIFSC Securities CorporationMML Investors Services, LLC05-18-2009
Richard Joseph KennellHornor, Townsend & Kent, LLCMML Investors Services, LLC$2508-15-2019
Charles Thorn CampbellKestra Investment Services, LLCMML Investors Services, LLC04-03-2014
Sandra Lois ZiglarLincoln Financial Securities CorporationMML Investors Services, LLC06-01-2009
Stephen Robert JudgeLPL Financial LLCMML Investors Services, LLC10-03-2019
Jason Daniel GranthamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-10-2017
Megan Laura Wallace HeathcoteNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC10-19-2017
Alexander Jackman NolanOmniStar Financial Group, Inc.MML Investors Services, LLC05-21-2020
Ian BloomOpen World Financial Life PlanningMML Investors Services, LLC08-22-2018
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.