Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent MiseoAllstate Financial Services, LLCMML Investors Services, LLC01-28-2016
Michael Anthony TrabuccoAllstate Financial Services, LLCMML Investors Services, LLC08-13-2015
Jill WilliamsAmeriprise Financial Services, LLCMML Investors Services, LLC$10005-25-2018
Edward LeeAmeriprise Financial Services, LLCMML Investors Services, LLC11-01-2013
Joseph R. FalisiAmeritas Investment Company, LLCMML Investors Services, LLC04-16-2015
Neil Anthony RennerAXA Advisors, LLCMML Investors Services, LLC04-07-2020
Benjamin FeinerAXA Advisors, LLCMML Investors Services, LLC03-04-2020
John Francis SharkeyAXA Advisors, LLCMML Investors Services, LLC10-30-2019
Russell Joseph ColosiAXA Advisors, LLCMML Investors Services, LLC12-12-2017
Richard James JansonAXA Advisors, LLCMML Investors Services, LLC$8707-24-2017
Michael S. RuzhanskyAXA Advisors, LLCMML Investors Services, LLC$5008-10-2016
Sherman Joseph EaganCalton & Associates, Inc.MML Investors Services, LLC05-08-2018
Mark Alan McLaffertyCambridge Investment Research, Inc.MML Investors Services, LLC07-20-2018
Edward Gerard MccarthyCetera Advisor Networks LLCMML Investors Services, LLC07-23-2019
Nimia Lactao PilapilCetera Financial Specialists LLCMML Investors Services, LLC06-26-2017
Christopher Walter EbleCitigroup Global Markets Inc.MML Investors Services, LLC06-08-2017
Samuel Michael ReedE*TRADE Securities LLCMML Investors Services, LLC12-24-2018
David SalasEquity Services, Inc.MML Investors Services, LLC02-28-2019
Donald Thomas BrownEquity Services, Inc.MML Investors Services, LLC01-25-2019
Justin PaineEquity Services, Inc.MML Investors Services, LLC08-10-2017
Robert W SherwoodEquity Services, Inc.MML Investors Services, LLC$2501-12-2015
Dongil YooFarmers Financial Solutions, LLCMML Investors Services, LLC07-17-2018
Michael Patrick O'ConnorFidelity Brokerage Services LLCMML Investors Services, LLC08-19-2013
Bala SubramanianFirst Heartland Capital, Inc.MML Investors Services, LLC07-14-2017
Gaetano Anthony SaccoFountainhead Capital Management, LLCMML Investors Services, LLC07-30-2019
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.