Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent MiseoAllstate Financial Services, LLCMML Investors Services, LLC01-28-2016
Michael Anthony TrabuccoAllstate Financial Services, LLCMML Investors Services, LLC08-13-2015
Jill WilliamsAmeriprise Financial Services, LLCMML Investors Services, LLC05-25-2018
Joseph R FalisiAmeritas Investment Company, LLCMML Investors Services, LLC04-16-2015
Matthew ChandaAvantax Investment Services, Inc.MML Investors Services, LLC06-30-2020
Mark Alan McLaffertyCambridge Investment Research, Inc.MML Investors Services, LLC07-20-2018
Nimia Lactao PilapilCetera Financial Specialists LLCMML Investors Services, LLC06-26-2017
John Eugene Hurle JrCetera Investment Services LLCMML Investors Services, LLC04-14-2020
Jimmy ButCitigroup Global Markets Inc.MML Investors Services, LLC10-24-2017
Dorota WarcholCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
Hirbod AzmiCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
John Jay Higgins JrCommonwealth Financial NetworkMML Investors Services, LLC03-21-2012
Samuel Michael ReedE*TRADE Securities LLCMML Investors Services, LLC12-24-2018
Neil Anthony RennerEquitable Advisors, LLCMML Investors Services, LLC04-07-2020
John Francis SharkeyEquitable Advisors, LLCMML Investors Services, LLC10-30-2019
Richard James JansonEquitable Advisors, LLCMML Investors Services, LLC$5007-24-2017
David SalasEquity Services, Inc.MML Investors Services, LLC02-28-2019
Donald Thomas BrownEquity Services, Inc.MML Investors Services, LLC01-25-2019
James Jeffrey McAteerEquity Services, Inc.MML Investors Services, LLC$2503-12-2018
Dongil YooFarmers Financial Solutions, LLCMML Investors Services, LLC07-17-2018
Delores D NuamahFidelity Brokerage Services LLCMML Investors Services, LLC$15007-07-2020
Michael Patrick OConnorFidelity Brokerage Services LLCMML Investors Services, LLC08-19-2013
Bala SubramanianFirst Heartland Capital, Inc.MML Investors Services, LLC07-14-2017
Gaetano Anthony SaccoFountainhead Capital Management, LLCMML Investors Services, LLC07-30-2019
Kevin M BarryGWN Securities Inc.MML Investors Services, LLC$15008-03-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.