Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keishon WarrenMML Investors Services, LLCMML Investors Services, LLC04-16-2020
Neil RennerAXA AdvisorsMML Investors Services, LLC$304-07-2020
Joseph David ShalomHornor, Townsend & Kent, LLCMML Investors Services, LLC03-20-2020
Vijay KrishnaswamyKestra Investment Services, LLCMML Investors Services, LLC03-20-2020
Steven Robert HerrmannLPL Financial LLCMML Investors Services, LLC03-11-2020
Charles Ian BearcePark Avenue Securities LLCMML Investors Services, LLC$15003-09-2020
Benjamin FeinerAXA AdvisorsMML Investors Services, LLC$2303-04-2020
Michael Joseph DeamicisVoya Financial Advisors, Inc.MML Investors Services, LLC03-03-2020
Glenn ToczekLPL Financial LLCMML Investors Services, LLC03-03-2020
Brandon Mclean EarleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC02-19-2020
Thomas James LederEquity Services, Inc.MML Investors Services, LLC02-07-2020
Robert Luis Tejada MarcelinoFarmers Financial Solutions, LLCMML Investors Services, LLC01-21-2020
Anne Vahey MillerHighTower Securities, LLCMML Investors Services, LLC01-09-2020
Utomwen Success UduaghanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-20-2019
Andrew FeigenbaumNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC12-19-2019
David A. MohammedFirst Allied Securities, Inc.MML Investors Services, LLC$2512-02-2019
Daniel Gerard BennettCambridge Investment Research, Inc.MML Investors Services, LLC12-02-2019
Joseph Matthew LovecchioJ.P. Morgan Securities LLCMML Investors Services, LLC11-27-2019
Donald Paul TenneAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-14-2019
Aristotelis K. MichialisPackerland Brokerage Services, Inc.MML Investors Services, LLC10-04-2019
Anthony Joseph Pullinzi Jr.Allstate Financial Services, LLCMML Investors Services, LLC10-02-2019
Shameeza AllyAXA Advisors, LLCMML Investors Services, LLC08-07-2019
Mustaque Haider ChoudhuryAXA Advisors, LLCMML Investors Services, LLC$15708-02-2019
Susanne J. DalyPrincipal Securities, Inc.MML Investors Services, LLC07-26-2019
Xiufeng YangAllstate Financial Services, LLCMML Investors Services, LLC07-17-2019
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Showing 1 to 25 of 288 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.