Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Sue McclennyAdirondack Trading Group LLCMML Investors Services, LLC01-15-2015
John Lawrence JonesAllstate Financial Services, LLCMML Investors Services, LLC06-13-2017
Kai F HuiAllstate Financial Services, LLCMML Investors Services, LLC$1006-06-2017
Steven Michael CaparcoAllstate Financial Services, LLCMML Investors Services, LLC03-30-2017
Jason R. CampbellAllstate Financial Services, LLCMML Investors Services, LLC02-09-2017
Markus Miguel Williams Jr.Allstate Financial Services, LLCMML Investors Services, LLC01-30-2017
Eric Christopher PetranchukAllstate Financial Services, LLCMML Investors Services, LLC09-30-2016
Sean Adam WorthAllstate Financial Services, LLCMML Investors Services, LLC04-25-2016
Richard F Virkler Jr.Allstate Financial Services, LLCMML Investors Services, LLC02-08-2016
James Joseph MotaAllstate Financial Services, LLCMML Investors Services, LLC$106-18-2013
William Daniel CostelloAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC06-27-2017
Alan David KahnAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$2502-18-2014
John RossAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Philip Nathaniel HoweAmeriprise Financial Services, Inc.MML Investors Services, LLC05-04-2018
Ryan Patrick LambertAmeriprise Financial Services, Inc.MML Investors Services, LLC$5003-13-2018
Christopher John SprattAmeriprise Financial Services, Inc.MML Investors Services, LLC$102-01-2018
Mark J WellsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Jeffrey Richard SilvermanAmeriprise Financial Services, Inc.MML Investors Services, LLC01-22-2016
Harry ArmonAmeriprise Financial Services, Inc.MML Investors Services, LLC$106-12-2015
Jay Lawrence CohenAmeriprise Financial Services, Inc.MML Investors Services, LLC06-12-2015
Richard Scott LindenAmeriprise Financial Services, Inc.MML Investors Services, LLC06-12-2015
Christopher Bodkin CopenhaverAmeriprise Financial Services, Inc.MML Investors Services, LLC$5002-22-2010
Susan Ann RussoAmeritas Investment Corp.MML Investors Services, LLC09-18-2017
Frank Louis PetrocelliAmeritas Investment Corp.MML Investors Services, LLC05-23-2013
Eric Lawrence MonroeAPW Capital, Inc.MML Investors Services, LLC04-25-2017
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Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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