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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Mclean EarleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC02-19-2020
Utomwen Success UduaghanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-20-2019
Jason Lamont BirdMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1006-07-2019
Brandon RuffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-09-2018
Andrew Raymond DoyleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-03-2018
James MengouchianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-06-2017
Beth Ann Isabel TopfMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-18-2017
Connor Richard EmmertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-05-2017
David YawitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-30-2017
David W SommoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-23-2016
Karen Beth RosnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-04-2016
Burton RelethfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-12-2014
Albert Robin BergmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1012-03-2014
Chris Russell Van BurenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-10-2011
Salvatore L SaettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC01-25-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.