Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathy Louise CrudeleMML Investors Services, LLCMML Investors Services, LLC03-19-2020
Thomas James GottliebPrincipal Securities, Inc.MML Investors Services, LLC01-16-2020
Mark Andrew CramerMML Investors Services, LLCMML Investors Services, LLC$10001-15-2020
Nathaniel Robert KnowltonKey Investment Services LLCMML Investors Services, LLC12-11-2019
Jim Steiner MontgomeryCitizens Securities, Inc.MML Investors Services, LLC11-20-2019
Robert KishCitizens Securities, Inc.MML Investors Services, LLC10-31-2019
Derek Joseph KesigUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC10-31-2019
Deborah Ann WhiteJ.P. Morgan Securities LLCMML Investors Services, LLC10-24-2019
James E. BurnorCroak Asset ManagementMML Investors Services, LLC08-07-2019
Jonathan R. MardisPrincipal Securities, Inc.MML Investors Services, LLC08-05-2019
Bernard Thomas Garrah Jr.Cleveland Wealth, LLCMML Investors Services, LLC05-04-2019
John Bernard BlattCleveland Wealth, LLCMML Investors Services, LLC05-02-2019
Timothy C. Farley Jr.Cleveland Wealth, LLCMML Investors Services, LLC05-02-2019
Corbin J. BlackburnCleveland Wealth, LLCMML Investors Services, LLC05-02-2019
Sean Michael MccoyAXA Advisors, LLCMML Investors Services, LLC01-22-2019
Jacob Lee MillerJ.P. Morgan Securities LLCMML Investors Services, LLC01-14-2019
Tammy Bailey PaxtonHorter Investment Management, LLCMML Investors Services, LLC12-14-2018
Brian William YeakleyCambridge Investment Research, Inc.MML Investors Services, LLC$5011-01-2018
George H. Aucreman IIIHornor, Townsend & Kent, LLCMML Investors Services, LLC10-22-2018
David Allen TheissFifth Third Securities, Inc.MML Investors Services, LLC10-10-2018
Jacob Edward HiltonTD Ameritrade Investment Management, LLCMML Investors Services, LLC10-02-2018
Matt Wynn MilhollandWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC08-10-2018
Stephen Lloyd GoodThe O.N. Equity Sales CompanyMML Investors Services, LLC07-23-2018
Charles William CoonsHamilton CapitalMML Investors Services, LLC07-05-2018
Joseph F. GrimsicPNC InvestmentsMML Investors Services, LLC05-15-2018
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.