Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Ray KushtoLPL Financial LLCMML Investors Services, LLC03-25-2020
Richard OlszewskiEdward JonesMML Investors Services, LLC02-28-2020
Anthony Michael MantellinoLPL Financial LLCMML Investors Services, LLC$5002-14-2020
Fred G HorrocksInternational Assets Advisory, LLCMML Investors Services, LLC02-11-2020
Justin Todd PohligAmeriprise Financial Services, LLCMML Investors Services, LLC01-09-2020
Joseph L LeonAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-26-2019
Joseph VeaseyCitizens Securities, Inc.MML Investors Services, LLC11-13-2019
Norman Stewart StrobelSecurities America, Inc.MML Investors Services, LLC$10009-19-2019
Lorne G. HammondEquity Services, Inc.MML Investors Services, LLC09-11-2019
Kayelene G. SunderlandCetera Investment Services LLCMML Investors Services, LLC08-30-2019
Thomas BlachekRoyal Alliance Associates, Inc.MML Investors Services, LLC08-28-2019
Mary Louise CrockettSA Stone Wealth Management Inc.MML Investors Services, LLC08-22-2019
Earl Thomas Shorter IIILincoln Financial Advisors CorporationMML Investors Services, LLC08-12-2019
Gregory Charles KeagleEquity Services, Inc.MML Investors Services, LLC$15808-05-2019
David Wayne BeltzAmeritas Investment Company, LLCMML Investors Services, LLC$5006-03-2019
Kerry Duane EricksonErickson Financial Group, LLCMML Investors Services, LLC$2502-28-2019
Nathan Randolph BaileyCitizens Securities, Inc.MML Investors Services, LLC02-26-2019
Ryan Charles HicksPark Avenue Securities LLCMML Investors Services, LLC01-16-2019
William Hampton Morgan IIIEquity Services, Inc.MML Investors Services, LLC09-11-2018
Steven Jay PerlmanWealthcare Advisory Partners LLCMML Investors Services, LLC$10007-02-2018
Andrew Binh VuPruco Securities, LLC.MML Investors Services, LLC06-26-2018
Marshall Mayer ShigonHornor, Townsend & Kent, LLCMML Investors Services, LLC$15006-18-2018
Harvey Clifford Byrd IVLombard Securities IncorporatedMML Investors Services, LLC06-11-2018
Paul Christopher MoxenPark Avenue Securities LLCMML Investors Services, LLC04-24-2018
Michael Louis FeinmanHornor, Townsend & Kent, LLCMML Investors Services, LLC$5004-11-2018
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.