Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Cale P SmithHornor, Townsend & Kent, LLCMML Investors Services, LLC03-14-2019
Kerry Duane EricksonErickson Financial Group, LLCMML Investors Services, LLC02-28-2019
William Hampton Morgan IIIEquity Services, Inc.MML Investors Services, LLC09-11-2018
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
Kevin Patrick JanusAmeritas Investment Corp.MML Investors Services, LLC02-08-2018
Philip J Fiore IIIWells Fargo Clearing Services, LLCMML Investors Services, LLC12-05-2017
Patrick Forrest McgroganPruco Securities, LLC.MML Investors Services, LLC$111-28-2017
Thomas Norman TornowPruco Securities, LLC.MML Investors Services, LLC11-07-2017
Steven P DeckardLPL Financial LLCMML Investors Services, LLC$610-20-2017
Kevin Casey FlynnEquity Services, Inc.MML Investors Services, LLC09-21-2017
Matthew Ryan RittenhouseBernardo Wealth Planning, LLCMML Investors Services, LLC09-08-2017
Randy Charles ZimmermanPruco Securities, LLC.MML Investors Services, LLC09-08-2017
Tyler Ryan CoxLPL Financial LLCMML Investors Services, LLC$2508-18-2017
Scott Andrew LauerLincoln Financial Advisors CorporationMML Investors Services, LLC08-04-2017
David Michael SwiderskiAXA Advisors, LLCMML Investors Services, LLC$107-10-2017
DAVITA NICOLE PRAYThrive Capital Management, LLCMML Investors Services, LLC06-22-2017
Joseph Lawrence Kerins IIIHornor, Townsend & Kent, LLCMML Investors Services, LLC06-05-2017
John Lee HeacockM Holdings Securities, Inc.MML Investors Services, LLC05-23-2017
Christopher Ryan GriffithINVEST Financial CorporationMML Investors Services, LLC05-16-2017
Joseph A GunnCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2017
Margaret M WrightAllstate Financial Services, LLCMML Investors Services, LLC04-21-2017
Alyssa M ProctorBB&T INVESTMENT SERVICES, INC.MML Investors Services, LLC04-03-2017
Phong Tan TruongEdward JonesMML Investors Services, LLC03-29-2017
Christopher Shawn IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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