Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret M WrightAllstate Financial Services, LLCMML Investors Services, LLC04-21-2017
Dennis Michael PellegrinoAllstate Financial Services, LLCMML Investors Services, LLC09-08-2014
Michael John KeenanAlvin Clay Financial Advisors, LLCMML Investors Services, LLC03-16-2016
Joseph L LeonAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-26-2019
William Paul KrauseAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC10-28-2013
Justin Todd PohligAmeriprise Financial Services, LLCMML Investors Services, LLC01-09-2020
David Wayne BeltzAmeritas Investment Company, LLCMML Investors Services, LLC$5006-03-2019
Kevin P JanusAmeritas Investment Company, LLCMML Investors Services, LLC02-08-2018
Richard S WilburBCG Securities, Inc.MML Investors Services, LLC08-29-2017
Matthew Ryan RittenhouseBernardo Wealth Planning, LLCMML Investors Services, LLC09-08-2017
Jeffrey Aaron FryeCambridge Investment Research, Inc.MML Investors Services, LLC$5006-09-2020
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
David Alan FrielloCambridge Investment Research, Inc.MML Investors Services, LLC06-23-2017
Joseph A GunnCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2017
Christopher Shawn IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
Mark George StallsmithCambridge Investment Research, Inc.MML Investors Services, LLC03-04-2016
David Arlen FriedmanCapital AnalystsMML Investors Services, LLC$2501-30-2018
John Won-Il MahCenterview Wealth Advisors, LLCMML Investors Services, LLC02-06-2016
Donald Robert Neild JrCetera Financial Specialists LLCMML Investors Services, LLC10-05-2010
Kayelene G SunderlandCetera Investment Services LLCMML Investors Services, LLC08-30-2019
Mark PlinerCitizens Securities, Inc.MML Investors Services, LLC08-26-2020
Richard OlszewskiEdward JonesMML Investors Services, LLC02-28-2020
Matthew Robert GaulEdward JonesMML Investors Services, LLC$812-09-2016
Russell Joseph ColosiEquitable Advisors, LLCMML Investors Services, LLC$2512-12-2017
David Michael SwiderskiEquitable Advisors, LLCMML Investors Services, LLC07-10-2017
Next Page »

Showing 1 to 25 of 72 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.