Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret M. WrightAllstate Financial Services, LLCMML Investors Services, LLC04-21-2017
Dennis Michael PellegrinoAllstate Financial Services, LLCMML Investors Services, LLC09-08-2014
Michael John KeenanAlvin Clay Financial Advisors, LLCMML Investors Services, LLC03-16-2016
Joseph L LeonAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-26-2019
William Paul KrauseAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC10-28-2013
Justin Todd PohligAmeriprise Financial Services, LLCMML Investors Services, LLC01-09-2020
David Wayne BeltzAmeritas Investment Company, LLCMML Investors Services, LLC$5006-03-2019
Kevin P. JanusAmeritas Investment Company, LLCMML Investors Services, LLC02-08-2018
Colleen S. KrcelichAvantax Investment Services, Inc.MML Investors Services, LLC04-29-2015
David Michael SwiderskiAXA Advisors, LLCMML Investors Services, LLC$2507-10-2017
Alyssa Marie ProctorBB&T Investment Services, Inc.MML Investors Services, LLC04-03-2017
Richard S. WilburBCG Securities, Inc.MML Investors Services, LLC08-29-2017
Matthew Ryan RittenhouseBernardo Wealth Planning, LLCMML Investors Services, LLC09-08-2017
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
David Alan FrielloCambridge Investment Research, Inc.MML Investors Services, LLC$2506-23-2017
Joseph A GunnCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2017
Christopher Shawn IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
Mark George StallsmithCambridge Investment Research, Inc.MML Investors Services, LLC03-04-2016
Richard Kane DiamondCambridge Investment Research, Inc.MML Investors Services, LLC12-01-2015
Nathan Eugene ImbodenCambridge Investment Research, Inc.MML Investors Services, LLC07-18-2014
Christian F WashingtonCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2014
Robert T. StandringCambridge Investment Research, Inc.MML Investors Services, LLC11-27-2013
Andrew F. AriensCambridge Investment Research, Inc.MML Investors Services, LLC11-27-2013
David Arlen FriedmanCapital AnalystsMML Investors Services, LLC01-30-2018
John Won-Il MahCenterview Wealth Advisors, LLCMML Investors Services, LLC02-06-2016
Next Page »

Showing 1 to 25 of 115 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.