Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret M. WrightAllstate Financial Services, LLCMML Investors Services, LLC04-21-2017
Dennis Michael PellegrinoAllstate Financial Services, LLCMML Investors Services, LLC09-08-2014
William Paul KrauseAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC10-28-2013
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Kevin P. JanusAmeritas Investment Corp.MML Investors Services, LLC02-08-2018
David Michael SwiderskiAXA Advisors, LLCMML Investors Services, LLC$2507-10-2017
Matthew Ryan RittenhouseBernardo Wealth Planning, LLCMML Investors Services, LLC09-08-2017
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
Joseph A GunnCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2017
Christopher S. IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
Christian F WashingtonCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2014
Andrew F. AriensCambridge Investment Research, Inc.MML Investors Services, LLC11-27-2013
John Won-Il MahCenterview Wealth Advisors, LLCMML Investors Services, LLC02-06-2016
Donald Robert Neild Jr.Cetera Financial Specialists LLCMML Investors Services, LLC10-05-2010
Nathan Randolph BaileyCitizens Securities, Inc.MML Investors Services, LLC02-26-2019
Matthew Robert GaulEdward JonesMML Investors Services, LLC12-09-2016
David Norman JacowitzEquity Services, Inc.MML Investors Services, LLC07-03-2017
Kerry Duane EricksonErickson Financial Group, LLCMML Investors Services, LLC02-28-2019
Andrew D WoolleyGeneos Wealth Management, Inc.MML Investors Services, LLC09-06-2016
Colleen S. KrcelichHD Vest Investment ServicesMML Investors Services, LLC04-29-2015
Nicholas R. BrightbillHershey Financial Advisers, LLCMML Investors Services, LLC01-27-2014
Michele Mongilutz BurkholderHornor, Townsend & Kent, LLCMML Investors Services, LLC02-20-2013
Kanak Subramaniam IyerKanakadhara Financial EnterpriseMML Investors Services, LLC07-22-2011
Zachary Joseph CapaldoKestra Investment Services, LLCMML Investors Services, LLC11-07-2016
Robyn Elizabeth JamesonKestra Investment Services, LLCMML Investors Services, LLC$1003-01-2010
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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