Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robyn Elizabeth JamesonKestra Investment Services, LLCMML Investors Services, LLC03-01-2010
Donald Robert Neild JrCetera Financial Specialists LLCMML Investors Services, LLC10-05-2010
Helen L Sims DuerrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$2503-28-2011
Kanak Subramaniam IyerKanakadhara Financial EnterpriseMML Investors Services, LLC07-22-2011
Timothy E GottusPark Avenue Securities LLCMML Investors Services, LLC03-05-2012
Benjamin Reed LevyNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC01-09-2013
Michele Mongilutz BurkholderHornor, Townsend & Kent, LLCMML Investors Services, LLC02-20-2013
Daniel J DorseyLombard Securities IncorporatedMML Investors Services, LLC05-07-2013
William Paul KrauseAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC10-28-2013
Nicholas R BrightbillHershey Financial Advisers, LLCMML Investors Services, LLC$5001-27-2014
Brian Patrick JohnsVALIC Financial Advisors, Inc.MML Investors Services, LLC04-15-2014
Dennis Michael PellegrinoAllstate Financial Services, LLCMML Investors Services, LLC09-08-2014
William E ReimoldLPL Financial LLCMML Investors Services, LLC10-14-2014
James ReimoldLPL Financial LLCMML Investors Services, LLC10-14-2014
Susan Humes BarclayInfinex Investments, Inc.MML Investors Services, LLC10-14-2015
John Won-Il MahCenterview Wealth Advisors, LLCMML Investors Services, LLC02-06-2016
Mark George StallsmithCambridge Investment Research, Inc.MML Investors Services, LLC03-04-2016
Michael John KeenanAlvin Clay Financial Advisors, LLCMML Investors Services, LLC03-16-2016
Andrew D WoolleyGeneos Wealth Management, Inc.MML Investors Services, LLC09-06-2016
Matthew Robert GaulEdward JonesMML Investors Services, LLC$812-09-2016
Jeffrey Elder WherryThe Wealth Consulting GroupMML Investors Services, LLC12-19-2016
Stephen Condict DalzielWells Fargo Clearing Services, LLCMML Investors Services, LLC12-19-2016
Kenneth Charles ThomallaThe Wealth Consulting GroupMML Investors Services, LLC12-20-2016
Shawn Matthew JohnsonThe Wealth Consulting GroupMML Investors Services, LLC12-20-2016
Mark SpringThe Wealth Consulting GroupMML Investors Services, LLC12-20-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.