Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alyssa Marie ProctorBB&T Investment Services, Inc.MML Investors Services, LLC04-03-2017
Andrew Binh VuPruco Securities, LLC.MML Investors Services, LLC06-26-2018
Andrew D WoolleyGeneos Wealth Management, Inc.MML Investors Services, LLC09-06-2016
Andrew F. AriensCambridge Investment Research, Inc.MML Investors Services, LLC11-27-2013
Anthony Michael MantellinoLPL Financial LLCMML Investors Services, LLC$5002-14-2020
Benjamin Reed LevyNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC01-09-2013
Brent Edward CoughenourPNC InvestmentsMML Investors Services, LLC03-15-2018
Brian P. JohnsVALIC Financial Advisors, Inc.MML Investors Services, LLC04-15-2014
Christian F WashingtonCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2014
Christopher R. GriffithINVEST Financial CorporationMML Investors Services, LLC05-16-2017
Christopher Shawn IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
Colleen S. KrcelichAvantax Investment Services, Inc.MML Investors Services, LLC04-29-2015
Craig A. MoorePNC InvestmentsMML Investors Services, LLC03-27-2012
Craig L. Yost IIPruco Securities, LLC.MML Investors Services, LLC11-20-2017
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
Daniel Lee HalleLPL Financial LLCMML Investors Services, LLC$106-01-2013
Darin P VanantwerpHornor, Townsend & Kent, LLCMML Investors Services, LLC01-02-2018
Darren Ray KushtoLPL Financial LLCMML Investors Services, LLC03-25-2020
David Alan FrielloCambridge Investment Research, Inc.MML Investors Services, LLC$2506-23-2017
David Arlen FriedmanCapital AnalystsMML Investors Services, LLC01-30-2018
David Michael SwiderskiAXA Advisors, LLCMML Investors Services, LLC$2507-10-2017
David Norman JacowitzEquity Services, Inc.MML Investors Services, LLC07-03-2017
David Wayne BeltzAmeritas Investment Company, LLCMML Investors Services, LLC$5006-03-2019
Davita Nicole PrayThrive Capital Management, LLCMML Investors Services, LLC06-22-2017
Dennis Michael PellegrinoAllstate Financial Services, LLCMML Investors Services, LLC09-08-2014
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.