Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC$5004-01-2009
Conrad Lowell Slate SrCambridge Investment Research, Inc.MML Investors Services, LLC$5004-24-2009
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC$2504-24-2009
William Henry Parrish JrCambridge Investment Research, Inc.MML Investors Services, LLC$2504-24-2009
Paul Lucian WetherallCambridge Investment Research, Inc.MML Investors Services, LLC$5001-21-2010
Jeffrey Alan LoosC & J Wealth AdvisorsMML Investors Services, LLC05-12-2010
Charles Michael EstesCambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Wade Lance McMinn JrCambridge Investment Research, Inc.MML Investors Services, LLC$10001-31-2011
Phillip Brian Cook JrCambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Dorothy Dacus NorthamPrincipal Securities, Inc.MML Investors Services, LLC06-07-2012
Laura Kaczor StevensFifth Third Securities, Inc.MML Investors Services, LLC10-10-2013
Elizabeth A MorrillOneAmerica Securities, Inc.MML Investors Services, LLC04-21-2014
David Thomas HowellPrincipal Securities, Inc.MML Investors Services, LLC05-28-2014
Clifton EleyState Farm VP Management Corp.MML Investors Services, LLC08-06-2014
Edward Lee Maddox IIFarmers Financial Solutions, LLCMML Investors Services, LLC08-27-2014
Dean Vincent ToscanoGPWA, LLCMML Investors Services, LLC$5002-23-2015
Charles L SkipperFarmers Financial Solutions, LLCMML Investors Services, LLC05-14-2015
Jeffrey Matthew HammGPWA, LLCMML Investors Services, LLC02-24-2016
Monte Brant MillerCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2016
Michael Russell DunnCambridge Investment Research, Inc.MML Investors Services, LLC11-04-2016
Anthony William YoussefiCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2016
Jeremy A JamesFarmers Financial Solutions, LLCMML Investors Services, LLC01-19-2017
John Marshall RussellPark Avenue Securities LLCMML Investors Services, LLC01-25-2017
Jeff M WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Gerald King EmersonPruco Securities, LLC.MML Investors Services, LLC08-31-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.