Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Reed1st Global Capital Corp.MML Investors Services, LLC09-18-2009
James Matthew MartinAllied Financial Consultant LLCMML Investors Services, LLC09-20-2011
Gregory Joseph NixonAllstate Financial Services, LLCMML Investors Services, LLC05-17-2013
David Michael MedickAmeriprise Financial Services, Inc.MML Investors Services, LLC08-16-2017
Chris R. AlbertsonBBVA Compass Investment Solutions, Inc.MML Investors Services, LLC05-20-2011
Darlene Ann WieghatBBVA Securities Inc.MML Investors Services, LLC05-31-2018
Scott P KeesBBVA Securities Inc.MML Investors Services, LLC09-08-2017
Sean James GebhardtBBVA Securities Inc.MML Investors Services, LLC10-10-2014
Velma Jean FreemanBrown and Freeman LLCMML Investors Services, LLC09-21-2012
Adrian Lee UriasCambridge Investment Research, Inc.MML Investors Services, LLC11-01-2016
Brian Keith ScottCambridge Investment Research, Inc.MML Investors Services, LLC02-03-2014
Charles Glen SnowCambridge Investment Research, Inc.MML Investors Services, LLC08-02-2013
Jana Kennedy StoermerCambridge Investment Research, Inc.MML Investors Services, LLC08-01-2013
Jason Charles WidlerCambridge Investment Research, Inc.MML Investors Services, LLC01-22-2013
Noel Colin RoachCambridge Investment Research, Inc.MML Investors Services, LLC$2501-22-2013
Ryan Thomas JohnsonCambridge Investment Research, Inc.MML Investors Services, LLC$5001-22-2013
Winston W MaloneCambridge Investment Research, Inc.MML Investors Services, LLC01-02-2013
John Brian LeeCambridge Investment Research, Inc.MML Investors Services, LLC$106-07-2012
Todd Mitchell HarrisCambridge Investment Research, Inc.MML Investors Services, LLC$1507-22-2011
Jeremiah PizanaCetera Financial Specialists LLCMML Investors Services, LLC07-20-2016
Phillip Earl FloresChase Investment Services Corp.MML Investors Services, LLC09-01-2011
Brandon Ronald FresardChase Investment Services Corp.MML Investors Services, LLC04-12-2011
Chetna Vasant ShahChase Investment Services Corp.MML Investors Services, LLC08-16-2010
Chad E BrownChase Investment Services Corp.MML Investors Services, LLC04-01-2010
Karen Yvonne GonzalesCUSO Financial Services, L.P.MML Investors Services, LLC03-16-2015
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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