Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vanessa A GarzaAllstate Financial Services, LLCMML Investors Services, LLC06-29-2020
Courdney Lynnere WilliamsAllstate Financial Services, LLCMML Investors Services, LLC07-09-2019
Henry Raymond ConkleAllstate Financial Services, LLCMML Investors Services, LLC09-11-2018
Charles Bradley WattsAmeriprise Financial Services, LLCMML Investors Services, LLC09-18-2020
James Ryan OrthAmeriprise Financial Services, LLCMML Investors Services, LLC12-12-2019
Jeffrey Robert ZamoraAmeriprise Financial Services, LLCMML Investors Services, LLC05-31-2019
David Michael MedickAmeriprise Financial Services, LLCMML Investors Services, LLC08-16-2017
Steven Douglas AycockAustin Money Management CorporationMML Investors Services, LLC02-13-2020
Timur Valeriy MezhlumovAvantax Investment Services, Inc.MML Investors Services, LLC03-02-2015
Gay Fannie ThompsonB.B. Graham & Company, Inc.MML Investors Services, LLC$2508-23-2018
Darlene Ann WieghatBBVA Securities Inc.MML Investors Services, LLC05-31-2018
Velma Jean FreemanBrown and Freeman LLCMML Investors Services, LLC09-21-2012
Brian Keith ScottCambridge Investment Research, Inc.MML Investors Services, LLC02-03-2014
Charles Glen SnowCambridge Investment Research, Inc.MML Investors Services, LLC08-02-2013
Jana Kennedy StoermerCambridge Investment Research, Inc.MML Investors Services, LLC08-01-2013
Winston W MaloneCambridge Investment Research, Inc.MML Investors Services, LLC01-02-2013
Michael Wayne GoodwinCambridge Investment Research, Inc.MML Investors Services, LLC$2509-08-2011
Todd Mitchell HarrisCambridge Investment Research, Inc.MML Investors Services, LLC$1507-22-2011
Stephen Jared SmithCharles Schwab & Co., Inc.MML Investors Services, LLC07-08-2019
Bradley Tyler PerryCharles Schwab & Co., Inc.MML Investors Services, LLC04-15-2014
Gregory Charles FalzoneEmerson Equity LLCMML Investors Services, LLC11-13-2019
Kevin Gene WorthamEquity Services, Inc.MML Investors Services, LLC11-06-2018
Darrell Wayne AmsdenEquity Services, Inc.MML Investors Services, LLC07-17-2014
David Hee HwangFarmers Financial Solutions, LLCMML Investors Services, LLC04-08-2020
Jett Barker SmithFarmers Financial Solutions, LLCMML Investors Services, LLC05-11-2016
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.