Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Hee HwangFarmers Financial Solutions, LLCMML Investors Services, LLC04-08-2020
Edward L. EthingtonAvantax Investment Services, Inc.MML Investors Services, LLC03-26-2020
Jonathan ChantraJ.P. Morgan Securities LLCMML Investors Services, LLC02-21-2020
Michael Wayne Parker Jr.Horace Mann Investors, Inc.MML Investors Services, LLC01-27-2020
Querube MontoyaGWFS Equities, Inc.MML Investors Services, LLC12-19-2019
James Ryan OrthAmeriprise Financial Services, LLCMML Investors Services, LLC12-12-2019
Domingo D. Pilarte Jr.Northwestern Mutual Investment Services, LLCMML Investors Services, LLC12-11-2019
Bryan Keith CottonLincoln Financial Securities CorporationMML Investors Services, LLC11-13-2019
Paul L. GubinAvantax Investment Services, Inc.MML Investors Services, LLC11-05-2019
William Reginald Mcdowra JrOneAmerica Securities, Inc.MML Investors Services, LLC09-12-2019
Javier Francisco SananezNYLIFE Securities LLCMML Investors Services, LLC09-11-2019
Steven James HarrisJ.P. Morgan Securities LLCMML Investors Services, LLC07-31-2019
Courdney Lynnere WilliamsAllstate Financial Services, LLCMML Investors Services, LLC07-09-2019
Stephen Jared SmithCharles Schwab & Co., Inc.MML Investors Services, LLC07-08-2019
Jeffrey Robert ZamoraAmeriprise Financial Services, LLCMML Investors Services, LLC05-31-2019
Joseph Anthony SotoPruco Securities, LLC.MML Investors Services, LLC04-29-2019
Jonathan A. NickelWells Fargo Clearing Services, LLCMML Investors Services, LLC04-29-2019
David Lloyd BrundageFarmers Financial Solutions, LLCMML Investors Services, LLC03-28-2019
Cathy Marvetta VasilevThornhill Securities, Inc.MML Investors Services, LLC03-15-2019
Chase Dustin MichnaPark Avenue Securities LLCMML Investors Services, LLC03-11-2019
Mark Kevin QuarlesPruco Securities, LLC.MML Investors Services, LLC03-06-2019
Patrick Graham Malone Sr.Pruco Securities, LLC.MML Investors Services, LLC03-04-2019
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Michael Wayne Parker Jr.MML Investors Services, LLCMML Investors Services, LLC02-28-2019
Silvana SpinozziAvantax Investment Services, Inc.MML Investors Services, LLC01-30-2019
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Showing 1 to 25 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.