Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd David HandleyAmeriprise Financial Services, Inc.MML Investors Services, LLC$2505-25-2018
Joseph Marriner NielsonAXA Advisors, LLCMML Investors Services, LLC11-16-2017
David Orson HarrisBCJ Capital ManagementMML Investors Services, LLC03-04-2016
Hans Tristan HeathCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Ryan David TaylorCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Richard H TannerCambridge Investment Research, Inc.MML Investors Services, LLC$5007-01-2011
Jaron Heber PoulsonCommonwealth Financial NetworkMML Investors Services, LLC$108-12-2016
Micah Wesley PattersonHornor, Townsend & Kent, LLCMML Investors Services, LLC09-07-2017
Deborah Poulsen EngebretsenJ.P. Morgan Securities LLCMML Investors Services, LLC$104-30-2015
Kyle Steven BiglerKMS Financial Services, Inc.MML Investors Services, LLC$101-04-2016
Bret Blair GreenLincoln Financial Advisors CorporationMML Investors Services, LLC03-01-2016
Colton Wolff ReadingLPL Financial LLCMML Investors Services, LLC$2512-17-2014
Anton R BrogLPL Financial LLCMML Investors Services, LLC10-25-2013
David Boyd WagstaffLPL Financial LLCMML Investors Services, LLC12-17-2012
Robert Bruce CrawfordLPL Financial LLCMML Investors Services, LLC12-17-2012
Kevin Jay LarsonLPL Financial LLCMML Investors Services, LLC02-22-2011
Joseph Ray EvansNew England SecuritiesMML Investors Services, LLC06-22-2010
Joshua William MoultonStrategic Advisers LLCMML Investors Services, LLC11-17-2015
Jeff Kim SchroederWells Fargo Clearing Services, LLCMML Investors Services, LLC03-07-2011
Spencer Kristian AndersonWorld Equity Group, Inc.MML Investors Services, LLC03-04-2016

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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