Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff Kim SchroederWells Fargo Clearing Services, LLCMML Investors Services, LLC03-07-2011
Richard H. TannerCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2011
David Boyd WagstaffLPL Financial LLCMML Investors Services, LLC12-17-2012
Robert Bruce CrawfordLPL Financial LLCMML Investors Services, LLC12-17-2012
Anton R BrogLPL Financial LLCMML Investors Services, LLC10-25-2013
Colton ReadingLPL Financial LLCMML Investors Services, LLC12-17-2014
Deborah EngebretsenJ.P. Morgan Securities LLCMML Investors Services, LLC04-30-2015
Kyle Steven BiglerKMS Financial Services, Inc.MML Investors Services, LLC$1001-04-2016
Jaron H. PoulsonCommonwealth Financial NetworkMML Investors Services, LLC08-12-2016
Micah Wesley PattersonHornor, Townsend & Kent, LLCMML Investors Services, LLC09-07-2017
Joseph Marriner NielsonAXA Advisors, LLCMML Investors Services, LLC11-16-2017
Ryan David TaylorCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Hans T. HeathCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Todd David HandleyAmeriprise Financial Services, Inc.MML Investors Services, LLC$2505-25-2018
Alexander Dale HancockAmeriprise Financial Services, Inc.MML Investors Services, LLC05-25-2018
Blake Leland HansenLPL Financial LLCMML Investors Services, LLC06-27-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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