Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Mendon RexfordAXA Advisors, LLCMML Investors Services, LLC$25006-01-2009
Charles Michael FinfgeldCommonwealth Financial NetworkMML Investors Services, LLC$15006-22-2009
Brian Thomas ConnellyCommonwealth Financial NetworkMML Investors Services, LLC$50006-22-2009
Elena Maria KochmanMorgan StanleyMML Investors Services, LLC$50008-31-2009
Douglas Louis RobbinsAllstate Financial Services, LLCMML Investors Services, LLC09-03-2009
Darren BanhAmeriprise Financial Services, Inc.MML Investors Services, LLC09-25-2009
Elaine Marie BayliffMorgan StanleyMML Investors Services, LLC11-01-2009
Claude Wagner CarmackAmeriprise Financial Services, Inc.MML Investors Services, LLC$10012-04-2009
Arun VermaniAllstate Financial Services, LLCMML Investors Services, LLC03-23-2010
Debbie Y. ParkNYLIFE Securities LLCMML Investors Services, LLC05-13-2010
Thien Quang BuiLPL Financial LLCMML Investors Services, LLC$10010-12-2010
Robert Mark WheatleyCetera Advisors LLCMML Investors Services, LLC$10001-03-2011
William Russell LloydLPL Financial LLCMML Investors Services, LLC$15804-15-2011
Jason Michael AlfordMorgan StanleyMML Investors Services, LLC$25004-15-2011
Justin L ValadezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$50007-27-2012
Timothy Dean CoxLombard Securities IncorporatedMML Investors Services, LLC10-19-2012
Colin Merrill ClarkLPL Financial LLCMML Investors Services, LLC$10011-29-2012
Jay Richard SanfordLPL Financial LLCMML Investors Services, LLC$10011-29-2012
Jeffrey Daniel HamblenLPL Financial LLCMML Investors Services, LLC$20011-29-2012
Thomas Richard LeveroneLPL Financial LLCMML Investors Services, LLC11-29-2012
Derek Huntington CoburnLPL Financial LLCMML Investors Services, LLC11-29-2012
Mark Kevin JensenLPL Financial LLCMML Investors Services, LLC11-29-2012
Harris Lawrence AdamsSignator Investors, Inc.MML Investors Services, LLC02-19-2013
John Raymond EdelbrockLPL Financial LLCMML Investors Services, LLC03-27-2013
Paul Joseph Melnick Jr.Kestra Investment Services, LLCMML Investors Services, LLC07-23-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.