Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Thomas ElwoodAllstate Financial Services, LLCMML Investors Services, LLC02-08-2011
Curt Anthony PedersonAmeriprise Financial Services, LLCMML Investors Services, LLC$8410-16-2018
Clement C ChiangAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-16-2017
Albert Morris IsraelAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-23-2015
Stephen J CookeAmeritas Investment Company, LLCMML Investors Services, LLC03-05-2020
Kevin Thomas GradyCambridge Investment Research, Inc.MML Investors Services, LLC09-04-2014
Sean Thomas WhiteColdstream Securities, Inc.MML Investors Services, LLC03-05-2020
Justin Alexander PhillipsCommonwealth Financial NetworkMML Investors Services, LLC04-15-2019
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Brandon Lee SteeleCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Daniel LunguCSLA Financial IncMML Investors Services, LLC03-18-2019
Marc D LivernoisCUNA Brokerage Services, Inc.MML Investors Services, LLC$15005-19-2015
Thomas James JordanCUSO Financial Services, L.P.MML Investors Services, LLC06-17-2019
John William Misner JrEdward JonesMML Investors Services, LLC$20004-18-2019
Shawn Patrick WhatleyFinancial Advocates Investment ManagementMML Investors Services, LLC07-27-2011
Michael David KooymanFisher InvestmentsMML Investors Services, LLC03-20-2018
Michael Richard BellKMS Financial Services, Inc.MML Investors Services, LLC01-11-2019
Darren Clark BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
Jason P BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
Ross M KrauseLPL Financial LLCMML Investors Services, LLC$15008-24-2020
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
Hillary SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-24-2017
Joanne WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-11-2016
Dylan Kenneth DiedrichNYLIFE Securities LLCMML Investors Services, LLC08-01-2018
John Michael SheltonPark Avenue Securities LLCMML Investors Services, LLC06-07-2018
Next Page »

Showing 1 to 25 of 38 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.