Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Holland LeonardMorgan StanleyMML Investors Services, LLC01-04-2011
Matthew Thomas ElwoodAllstate Financial Services, LLCMML Investors Services, LLC$10002-08-2011
Shawn Patrick WhatleyFinancial Advocates Investment ManagementMML Investors Services, LLC07-27-2011
Katherine Marie BenjaminKMS Financial Services, Inc.MML Investors Services, LLC05-09-2013
Kenneth James WilliamsSunStreet Securities, LLCMML Investors Services, LLC06-01-2013
Brandon Ray RedmanSecurian Financial Services, Inc.MML Investors Services, LLC08-06-2014
Kevin Thomas GradyCambridge Investment Research, Inc.MML Investors Services, LLC$10009-04-2014
Nancy Anne Davis HarrisRBC Capital Markets, LLCMML Investors Services, LLC$15011-10-2014
Peter Lawrence GastwirthKMS Financial Services, Inc.MML Investors Services, LLC$50011-28-2014
Todd Paul ClaypoolCetera Advisor Networks LLCMML Investors Services, LLC$50003-04-2015
Joel Richard FrankPrincipal Securities, Inc.MML Investors Services, LLC07-15-2015
Malcolm Charles BeardPrincipal Securities, Inc.MML Investors Services, LLC09-10-2015
Albert Morris IsraelAmeriprise Financial Services, Inc.MML Investors Services, LLC$50010-23-2015
Joanne WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$10005-11-2016
James Robert BocinskyAllianceBernstein L.P.MML Investors Services, LLC10-21-2016
Rommel Lopez VerPruco Securities, LLC.MML Investors Services, LLC$25004-05-2017
Jenifer Ann SapelPark Avenue Securities LLCMML Investors Services, LLC05-19-2017
Hillary SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-24-2017
Brett Alan GarverKey Investment Services LLCMML Investors Services, LLC$13208-03-2017
Clement C ChiangAmeriprise Financial Services, Inc.MML Investors Services, LLC$25011-16-2017
Michael David KooymanFisher InvestmentsMML Investors Services, LLC03-20-2018
John Frederick RitezelSecurian Financial Services, Inc.MML Investors Services, LLC$10005-02-2018
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
John Michael SheltonPark Avenue Securities LLCMML Investors Services, LLC$25006-07-2018
Dylan Kenneth DiedrichNYLIFE Securities LLCMML Investors Services, LLC08-01-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.