Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Harris GreeneAmeriprise Financial Services, LLCMML Investors Services, LLC04-16-2019
Andrew John WeykerAmeriprise Financial Services, LLCMML Investors Services, LLC06-02-2010
Thomas A ParksAnnex Wealth Management, LLCMML Investors Services, LLC09-14-2014
Charles Thomas WinnAvantax Investment Services, Inc.MML Investors Services, LLC02-20-2018
William John SutherlandBelpointe Asset Management LLCMML Investors Services, LLC08-18-2020
Scott David MosherBelpointe Asset Management LLCMML Investors Services, LLC08-18-2020
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Steven Earl HolmesCambridge Investment Research, Inc.MML Investors Services, LLC$10005-18-2017
Lisa A Churas WernerCambridge Investment Research, Inc.MML Investors Services, LLC06-03-2013
Karl Arold WunderlichCambridge Investment Research, Inc.MML Investors Services, LLC07-26-2010
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$1002-25-2009
Lynette Patricia LewensCoordinated Capital Securities, Inc.MML Investors Services, LLC11-09-2012
Edward Michael DegeneffeEquity Services, Inc.MML Investors Services, LLC$5008-07-2017
Tyler E DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
Edward Bruno DegeneffeEquity Services, Inc.MML Investors Services, LLC$5008-07-2017
Cody BergerFidelity Brokerage Services LLCMML Investors Services, LLC11-21-2018
Thomas Arthur BrienHarbour Investments, Inc.MML Investors Services, LLC09-07-2017
Scott Steven PaterickHarbour Investments, Inc.MML Investors Services, LLC10-22-2014
Bruce Patrick DonlanHarbour Investments, Inc.MML Investors Services, LLC$5006-20-2013
Matthew Gerald MorisJ.P. Morgan Securities LLCMML Investors Services, LLC04-17-2017
William John KalmerKestra Investment Services, LLCMML Investors Services, LLC$2508-30-2011
Todd William SivakLPL Financial LLCMML Investors Services, LLC04-17-2020
Jeremy WenzlowLPL Financial LLCMML Investors Services, LLC04-17-2020
Micah R SchroederLPL Financial LLCMML Investors Services, LLC04-17-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.