Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John WeykerAmeriprise Financial Services, Inc.MML Investors Services, LLC$106-02-2010
Jeremiah Joel SmithAPW Capital, Inc.MML Investors Services, LLC04-09-2014
Mark Frederick MckeelAssociated Investment Services, Inc.MML Investors Services, LLC10-01-2014
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Steve Earl HolmesCambridge Investment Research, Inc.MML Investors Services, LLC$10005-18-2017
Lisa Ann Churas WernerCambridge Investment Research, Inc.MML Investors Services, LLC$106-03-2013
Kay Ann FreitagCetera Advisor Networks LLCMML Investors Services, LLC02-23-2011
Wayne Devonne BisekCetera Advisor Networks LLCMML Investors Services, LLC07-26-2010
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$1002-25-2009
Derek Robert SchanhoferCetera Advisor Networks LLCMML Investors Services, LLC02-20-2009
Tara Lynn O'ConnorChase Investment Services Corp.MML Investors Services, LLC04-01-2010
James MurrayCoordinated Capital Securities, Inc.MML Investors Services, LLC02-22-2016
Lynette Patricia LewensCoordinated Capital Securities, Inc.MML Investors Services, LLC$111-09-2012
Edward Bruno DegeneffeEquity Services, Inc.MML Investors Services, LLC$5008-07-2017
Tyler E DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
Shawn Edward ThomasFSC Securities CorporationMML Investors Services, LLC07-28-2017
Thomas Arthur BrienHarbour Investments, Inc.MML Investors Services, LLC09-07-2017
Scott Steven PaterickHarbour Investments, Inc.MML Investors Services, LLC10-22-2014
Bruce Patrick DonlanHarbour Investments, Inc.MML Investors Services, LLC$5006-20-2013
Jennifer Lee SackettHorace Mann Investors, Inc.MML Investors Services, LLC06-09-2017
Timothy William SackettHorace Mann Investors, Inc.MML Investors Services, LLC06-09-2017
Jesse David WagnerInvestment Centers of America, Inc.MML Investors Services, LLC11-04-2014
Matthew Gerald MorisJ.P. Morgan Securities LLCMML Investors Services, LLC$104-17-2017
Mark R JanikowskiKCD Financial, Inc.MML Investors Services, LLC03-30-2017
Gregory Joseph HowellKCD Financial, Inc.MML Investors Services, LLC$2501-03-2011
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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