Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Harris GreeneAmeriprise Financial Services, Inc.MML Investors Services, LLC04-16-2019
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
Andrew John WeykerAmeriprise Financial Services, Inc.MML Investors Services, LLC$1006-02-2010
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Steven Earl HolmesCambridge Investment Research, Inc.MML Investors Services, LLC$5005-18-2017
Lisa A. Churas WernerCambridge Investment Research, Inc.MML Investors Services, LLC06-03-2013
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$2502-25-2009
Lynette Patricia LewensCoordinated Capital Securities, Inc.MML Investors Services, LLC$5011-09-2012
Tyler E DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
Edward Bruno DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
Thomas Arthur BrienHarbour Investments, Inc.MML Investors Services, LLC09-07-2017
Scott Steven PaterickHarbour Investments, Inc.MML Investors Services, LLC10-22-2014
Bruce Patrick DonlanHarbour Investments, Inc.MML Investors Services, LLC$1006-20-2013
Charles Thomas WinnHD Vest Investment ServicesMML Investors Services, LLC02-20-2018
Matthew Gerald MorisJ.P. Morgan Securities LLCMML Investors Services, LLC04-17-2017
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Theodore Gilbert BaerLPL Financial LLCMML Investors Services, LLC12-15-2017
Kyle J. ThomasLPL Financial LLCMML Investors Services, LLC12-15-2017
Anthony J ZilliLPL Financial LLCMML Investors Services, LLC12-16-2014
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
David John MonkPark Avenue Securities LLCMML Investors Services, LLC$2510-31-2018
Shane Robert SchusterPark Avenue Securities LLCMML Investors Services, LLC05-16-2018
Jason Alexander WaughPark Avenue Securities LLCMML Investors Services, LLC04-07-2017
Andrew DonohooPrincipal Securities, Inc.MML Investors Services, LLC03-29-2019
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC12-04-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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