Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC12-04-2017
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Andrew DonohooPrincipal Securities, Inc.MML Investors Services, LLC03-29-2019
Andrew John WeykerAmeriprise Financial Services, Inc.MML Investors Services, LLC$1006-02-2010
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Anthony J ZilliLPL Financial LLCMML Investors Services, LLC12-16-2014
Brian Thomas WilmetSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
Bruce Patrick DonlanHarbour Investments, Inc.MML Investors Services, LLC$1006-20-2013
Charles Thomas WinnHD Vest Investment ServicesMML Investors Services, LLC02-20-2018
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
David John MonkPark Avenue Securities LLCMML Investors Services, LLC$2510-31-2018
Douglas Scott BiermanSagePoint Financial, Inc.MML Investors Services, LLC06-01-2018
Edward Bruno DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
Frank C BarnettSagePoint Financial, Inc.MML Investors Services, LLC06-01-2018
Jacob L BakerSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
James Allen FischerRegulus Advisors, LLCMML Investors Services, LLC07-15-2014
James William BakerSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Jason Alexander WaughPark Avenue Securities LLCMML Investors Services, LLC04-07-2017
John A MarlisPruco Securities, LLC.MML Investors Services, LLC10-24-2017
John E. WitczakSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
John James WhiteRaymond James Financial Services, Inc.MML Investors Services, LLC10-31-2018
John Jerold CeaglskeSagePoint Financial, Inc.MML Investors Services, LLC$2501-18-2018
Jonathan William BurnsRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Kasey James KinneyRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Kyle J. ThomasLPL Financial LLCMML Investors Services, LLC12-15-2017
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.