Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James A BoyleLPL Financial LLCMML Investors Services, LLC05-17-2019
Huikyeong SeccoLPL Financial LLCMML Investors Services, LLC03-29-2019
Michael Leahy SrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-11-2019
David SalasEquity Services, Inc.MML Investors Services, LLC02-28-2019
Chandrakant Mahijibhai PatelNYLIFE Securities LLCMML Investors Services, LLC02-19-2019
Christopher Michael ReaganPruco Securities, LLC.MML Investors Services, LLC$2502-04-2019
Donald Thomas BrownEquity Services, Inc.MML Investors Services, LLC01-25-2019
Lily Chiman LamGWN Securities Inc.MML Investors Services, LLC01-18-2019
Samuel Michael ReedE*TRADE Securities LLCMML Investors Services, LLC12-24-2018
Matthew C WalkerNYLIFE Securities LLCMML Investors Services, LLC11-02-2018
Efraim YungreisLPL Financial LLCMML Investors Services, LLC11-01-2018
Andrew James RivielloSecurities America, Inc.MML Investors Services, LLC11-01-2018
Sarah SchnitzerSecurian Financial Services, Inc.MML Investors Services, LLC11-01-2018
Chunhua XinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-20-2018
Gregory Edward MuscavageGWN Securities Inc.MML Investors Services, LLC08-16-2018
Dustin Rollins RudmanGWN Securities Inc.MML Investors Services, LLC$2508-16-2018
Christopher AlbertiGWN Securities Inc.MML Investors Services, LLC08-16-2018
Mark Alan McLaffertyCambridge Investment Research, Inc.MML Investors Services, LLC07-20-2018
Byungseung KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-19-2018
Dongil YooFarmers Financial Solutions, LLCMML Investors Services, LLC07-17-2018
David G FrazierMalvern Ridge Wealth ManagementMML Investors Services, LLC07-17-2018
Deepak Kumar MalhotraHornor, Townsend & Kent, LLCMML Investors Services, LLC06-27-2018

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.