Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Joseph MoralesNorth Ridge Securities Corp.MML Investors Services, LLC06-19-2018
Kevin Charles KlugePruco Securities, LLC.MML Investors Services, LLC$50006-28-2018
Joseph BufalinoCadaret, Grant & Co., Inc.MML Investors Services, LLC07-10-2018
Michael Oneal SharptonLifeMark Securities Corp.MML Investors Services, LLC08-17-2018
Gabriel Otarovitch DavidoffJ.P. Morgan Securities LLCMML Investors Services, LLC08-20-2018
Marguerite DanielsPruco Securities, LLC.MML Investors Services, LLC$23008-23-2018
Dennis Joseph MartinGWN Securities Inc.MML Investors Services, LLC08-30-2018
Joshua Robert HaueiseLincoln Financial Securities CorporationMML Investors Services, LLC09-25-2018
Brandon RuffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-09-2018
Anthony Philip FaiccoUBS Financial Services Inc.MML Investors Services, LLC10-25-2018
Ronald C. DimaggioLPL Financial LLCMML Investors Services, LLC10-30-2018
Thomas James RileyEquity Services, Inc.MML Investors Services, LLC11-06-2018
Thomas Allen JackVanderbilt Securities, LLCMML Investors Services, LLC$10011-30-2018
Dmitry KonnovJ.P. Morgan Securities LLCMML Investors Services, LLC12-07-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Christian TateoWoodbury Financial Services, Inc.MML Investors Services, LLC$50012-14-2018
Benjamin H. KoppVALIC Financial Advisors, Inc.MML Investors Services, LLC12-17-2018
Joseph Ifeng TingAXA Advisors, LLCMML Investors Services, LLC12-18-2018
Daniel ChisenaJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
Marion D. WhitfieldPruco Securities, LLC.MML Investors Services, LLC01-15-2019
Benjamin DeaneM Holdings Securities, Inc.MML Investors Services, LLC$25002-19-2019
Joseph P CelibertiLPL Financial LLCMML Investors Services, LLC02-22-2019
Christopher Michael DelaneyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MML Investors Services, LLC03-05-2019
Edward HackettAllstate Financial Services, LLCMML Investors Services, LLC03-06-2019
John Joseph FraserAmeriprise Financial Services, Inc.MML Investors Services, LLC$50003-15-2019
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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