Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Robert ZamoraAmeriprise Financial Services, Inc.MML Investors Services, LLC05-31-2019
Joseph Anthony SotoPruco Securities, LLC.MML Investors Services, LLC04-29-2019
Jonathan A. NickelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MML Investors Services, LLC04-29-2019
David Lloyd BrundageFarmers Financial Solutions, LLCMML Investors Services, LLC$50003-28-2019
Cathy Marvetta VasilevThornhill Securities, Inc.MML Investors Services, LLC$10003-15-2019
Chase Dustin MichnaPark Avenue Securities LLCMML Investors Services, LLC03-11-2019
Mark Kevin QuarlesPruco Securities, LLC.MML Investors Services, LLC03-06-2019
Patrick Graham Malone Sr.Pruco Securities, LLC.MML Investors Services, LLC03-04-2019
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC$10002-28-2019
Joseph Allen ArmstrongGWN Securities Inc.MML Investors Services, LLC$25002-05-2019
Joy Lori SimarPruco Securities, LLC.MML Investors Services, LLC12-17-2018
Desmond D. ClarkInstitutional Securities CorporationMML Investors Services, LLC11-27-2018
Kevin Gene WorthamEquity Services, Inc.MML Investors Services, LLC11-06-2018
Ryan Joel CanalesStonewater Wealth Management, Inc.MML Investors Services, LLC11-02-2018
Stephen Christopher TadlockPark Avenue Securities LLCMML Investors Services, LLC$25010-19-2018
Henry Raymond ConkleAllstate Financial Services, LLCMML Investors Services, LLC09-11-2018
John David Megaffin Jr.Hornor, Townsend & Kent, LLCMML Investors Services, LLC$25008-31-2018
Ledell JohnsonLincoln Financial Securities CorporationMML Investors Services, LLC08-31-2018
Gay Fannie ThompsonPer Stirling Capital Management, LLCMML Investors Services, LLC08-23-2018
Jarrod Wesson FloresNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC06-19-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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