Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
Paul David OsmanDempsey Lord Smith, LLCMML Investors Services, LLC07-17-2019
Xiufeng YangAllstate Financial Services, LLCMML Investors Services, LLC07-17-2019
Casey Douglas CraigLPL Financial LLCMML Investors Services, LLC07-16-2019
Michael J GlassmanLPL Financial LLCMML Investors Services, LLC07-16-2019
Mariah Kate LightfootLPL Financial LLCMML Investors Services, LLC07-16-2019
Raynard Edward BurrellCetera Investment Advisers LLCMML Investors Services, LLC07-12-2019
Fannie Tia CollierSunTrust Investment Services, Inc.MML Investors Services, LLC07-10-2019
Courdney Lynnere WilliamsAllstate Financial Services, LLCMML Investors Services, LLC07-09-2019
Anthony Thomas EatonHancock Whitney Investment Services Inc.MML Investors Services, LLC07-08-2019
Stephen Jared SmithCharles Schwab & Co., Inc.MML Investors Services, LLC07-08-2019
Daniel NicolasOppenheimer & Co. Inc.MML Investors Services, LLC$2507-05-2019
David Keith RiffeAmeritas Investment Company, LLCMML Investors Services, LLC07-02-2019
Kathleen Nina SanfordRedhawk Wealth Advisors, Inc.MML Investors Services, LLC07-02-2019
Stephen Charles BeneM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Jeffrey Charles CostelloM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Steven L. RichM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Patrick Pierre-LouisPrincipal Securities, Inc.MML Investors Services, LLC07-01-2019
John J. NewmanAXA Advisors, LLCMML Investors Services, LLC07-01-2019
Kristen Elizabeth MeahlFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Lizzu CastanedaFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Blake Leland HansenLPL Financial LLCMML Investors Services, LLC$106-27-2019
Stephen Alan MartinCUNA Brokerage Services, Inc.MML Investors Services, LLC06-21-2019
Jennifer Lynn DicksonLPL Financial LLCMML Investors Services, LLC06-21-2019
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, LLC$2506-21-2019
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Showing 1 to 25 of 384 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.