Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Michael T. BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Thomas Milo MayMutual of Omaha Investor Services, Inc.MML Investors Services, LLC06-07-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Robert Tyler CampbellNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC04-24-2019
Christian Israel WhiteheadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-12-2019
Cole Griffin BrownellSEIAMML Investors Services, LLC03-28-2019
Dustin Joseph ZahnE*TRADE Securities LLCMML Investors Services, LLC03-25-2019
Christopher M. DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Christina L. WadaMML Investors Services, LLCMML Investors Services, LLC01-23-2019
Erik Pohls DullenkopfCommonwealth Financial NetworkMML Investors Services, LLC$5001-15-2019
Jeremy N. WissRaymond James Financial Services, Inc.MML Investors Services, LLC$5001-08-2019
John D. KennySavvy Investments & Planning LLCMML Investors Services, LLC01-03-2019
Shafaq PresswalaFountainhead Capital Management, LLCMML Investors Services, LLC01-01-2019
Michael Adam BornsteinPark Avenue Securities LLCMML Investors Services, LLC12-19-2018
Michael P. LaceyPark Avenue Securities LLCMML Investors Services, LLC12-17-2018
Matthew Michael McManusOptivest, Inc.MML Investors Services, LLC12-11-2018
Richard George BassmanLPL Financial LLCMML Investors Services, LLC$1012-06-2018
Jeremy Paul DickerPark Avenue Securities LLCMML Investors Services, LLC12-04-2018
Ryan Tomas ClearyPark Avenue Securities LLCMML Investors Services, LLC12-03-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Jennifer Ines NapperRaymond James & Associates, Inc.MML Investors Services, LLC$5011-05-2018
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.