Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Wayne RocheOneAmerica Securities, Inc.MML Investors Services, LLC02-07-2019
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Amos GeviliAllstate Financial Services, LLCMML Investors Services, LLC03-28-2019
Andrew B DennisNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC05-03-2019
Andrew DonohooPrincipal Securities, Inc.MML Investors Services, LLC03-29-2019
Andrew James RivielloSecurities America, Inc.MML Investors Services, LLC11-01-2018
Arslanamin ShahAllstate Financial Services, LLCMML Investors Services, LLC03-27-2019
Blake Leland HansenLPL Financial LLCMML Investors Services, LLC06-27-2019
Brandon RuffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-09-2018
Brian Keith PuddyLPL Financial LLCMML Investors Services, LLC01-07-2019
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
Brian William YeakleyCambridge Investment Research, Inc.MML Investors Services, LLC$5011-01-2018
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
Chad T. MacklandLion Street Financial, LLCMML Investors Services, LLC12-12-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Christian TateoWoodbury Financial Services, Inc.MML Investors Services, LLC12-14-2018
Christopher Hunt CannonRaymond James Financial Services, Inc.MML Investors Services, LLC08-09-2019
Christopher M. DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Christopher Michael ReaganPruco Securities, LLC.MML Investors Services, LLC$2502-04-2019
Next Page »

Showing 1 to 25 of 164 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.