Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick M. HowellPark Avenue Securities LLCMML Investors Services, LLC03-27-2019
Arslanamin ShahAllstate Financial Services, LLCMML Investors Services, LLC03-27-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
John Ross, Billy, Diodato, Dan Buckley, Jack FraserAmeriprise Financial Services, Inc. Services, Inc.MML Investors Services, LLC$30403-15-2019
John Joseph FraserAmeriprise Financial Services, Inc.MML Investors Services, LLC$5003-15-2019
Daniel Whiting BuckleyAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
William Anthony DiodatoAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Richard KennaAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Eduardo Tiongko Deguzman Jr.Lincoln Financial Advisors CorporationMML Investors Services, LLC03-12-2019
Michael Leahy SrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-11-2019
Edward HackettAllstate Financial Services, LLCMML Investors Services, LLC03-06-2019
Christopher M. DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Patrick Graham Malone Sr.Pruco Securities, LLC.MML Investors Services, LLC03-04-2019
Jeffrey Benton Kimball IIAmeriprise Financial Services, Inc.MML Investors Services, LLC03-01-2019
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Kerry Duane EricksonErickson Financial Group, LLCMML Investors Services, LLC02-28-2019
Emmanuel Uchenna NwajiakuFortune Financial Services, Inc.MML Investors Services, LLC$5002-26-2019
Nathan Randolph BaileyCitizens Securities, Inc.MML Investors Services, LLC02-26-2019
Michael BongiornoSecurian Financial Services, Inc.MML Investors Services, LLC02-25-2019
Grisell CaberopalssonCambridge Investment Research, Inc.MML Investors Services, LLC$2502-22-2019
Joseph P CelibertiLPL Financial LLCMML Investors Services, LLC02-22-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
Peter John HaynesLPL Financial LLCMML Investors Services, LLC$4202-19-2019
William Scott StandenPrincipal Securities, Inc.MML Investors Services, LLC02-14-2019
Elsa Corpuz Agdinaoay-SegalRoyal Alliance Associates, Inc.MML Investors Services, LLC02-08-2019
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Showing 51 to 75 of 164 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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