Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Joshua C. ThornhillCenter Street Securities, Inc.MML Investors Services, LLC06-13-2019
Michael Robert GalluzzoInfinex Investments, Inc.MML Investors Services, LLC06-10-2019
James Paul Pelletiere Jr.Pruco Securities, LLC.MML Investors Services, LLC06-10-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Michael T. BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Thomas Milo MayMutual of Omaha Investor Services, Inc.MML Investors Services, LLC06-07-2019
Paul Calvin ThomasEdward JonesMML Investors Services, LLC06-07-2019
Jason Lamont BirdMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1006-07-2019
Jenifer Ann BollingerVALIC Financial Advisors, Inc.MML Investors Services, LLC06-05-2019
Robert Lee MooreRaymond James Financial Services, Inc.MML Investors Services, LLC06-03-2019
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Javid Reza MortazaviPrincipal Securities, Inc.MML Investors Services, LLC$10006-03-2019
Rolando Francisco CalzadaPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
David Wayne BeltzAmeritas Investment Company, LLCMML Investors Services, LLC$5006-03-2019
Jeffrey Robert ZamoraAmeriprise Financial Services, LLCMML Investors Services, LLC05-31-2019
Elizabeth Goldthwaite GraySecurian Financial Services, Inc.MML Investors Services, LLC05-31-2019
James Volker CardallLPL Financial LLCMML Investors Services, LLC05-29-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
Daniel Ronald Gagnon Sr.Pruco Securities, LLC.MML Investors Services, LLC$5005-21-2019
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
James A BoyleLPL Financial LLCMML Investors Services, LLC05-17-2019
Rebecca Anne CraigBuckingham Strategic Wealth, LLCMML Investors Services, LLC05-17-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.