Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Isaiah L GoodmanBecoming Financial Advisory Services, LLCMML Investors Services, LLC11-01-2018
Efraim YungreisLPL Financial LLCMML Investors Services, LLC11-01-2018
Andrew James RivielloSecurities America, Inc.MML Investors Services, LLC11-01-2018
David John MonkPark Avenue Securities LLCMML Investors Services, LLC$2510-31-2018
John James WhiteRaymond James Financial Services, Inc.MML Investors Services, LLC10-31-2018
Ronald C. DimaggioLPL Financial LLCMML Investors Services, LLC10-30-2018
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC$10010-22-2018
Stephen C. TadlockPark Avenue Securities LLCMML Investors Services, LLC$2510-19-2018
Sebastiano Carl Lisi IVPrincipal Securities, Inc.MML Investors Services, LLC$2510-17-2018
Curt Anthony PedersonAmeriprise Financial Services, Inc.MML Investors Services, LLC$8410-16-2018
Jeffrey Paul ClarkePrincipal Securities, Inc.MML Investors Services, LLC$1010-16-2018
Darren Clark BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
David Allen TheissFifth Third Securities, Inc.MML Investors Services, LLC10-10-2018
Richard Joseph JacksonEquity Services, Inc.MML Investors Services, LLC10-09-2018
Brandon RuffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-09-2018
Gary David HowellEquity Services, Inc.MML Investors Services, LLC$5010-08-2018
Mark Andrew AshworthAllstate Financial Services, LLCMML Investors Services, LLC10-05-2018
Deepak BhallaSecurities America, Inc.MML Investors Services, LLC10-01-2018
Jason G. RadelPrincipal Securities, Inc.MML Investors Services, LLC10-01-2018
Sidney R. DivineDivine Wealth StrategiesMML Investors Services, LLC09-28-2018
Laird W. HepburnBSG AdvisersMML Investors Services, LLC09-26-2018
Ternel Norbert MartinezVALIC Financial Advisors, Inc.MML Investors Services, LLC09-24-2018
William Alexander McKenzieSunTrust Investment Services, Inc.MML Investors Services, LLC09-24-2018
« Previous PageNext Page »

Showing 126 to 150 of 164 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.