Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua C. ThornhillCenter Street Securities, Inc.MML Investors Services, LLC06-13-2019
Thomas Milo MayMutual of Omaha Investor Services, Inc.MML Investors Services, LLC06-07-2019
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Robert Lee MooreRaymond James Financial Services, Inc.MML Investors Services, LLC06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
James A BoyleLPL Financial LLCMML Investors Services, LLC05-17-2019
Paul Carl MazzanobilePrincipal Securities, Inc.MML Investors Services, LLC05-16-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
Russell FordWayfinder Financial LLCMML Investors Services, LLC05-10-2019
Maria Luisa OvalleGWN Securities Inc.MML Investors Services, LLC05-08-2019
James Anthony GeraciAllstate Financial Services, LLCMML Investors Services, LLC05-07-2019
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC05-07-2019
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Jason Bernard MyersLPL Financial LLCMML Investors Services, LLC05-03-2019
Andrew B DennisNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC05-03-2019
Jonathan A. NickelWells Fargo Clearing Services, LLCMML Investors Services, LLC04-29-2019
Joseph Anthony SotoPruco Securities, LLC.MML Investors Services, LLC04-29-2019
Michael E. ChastainPark Avenue Securities LLCMML Investors Services, LLC04-25-2019
Robert Tyler CampbellNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC04-24-2019
Samuel Harris GreeneAmeriprise Financial Services, Inc.MML Investors Services, LLC04-16-2019
David Milad SamaanFarmers Financial Solutions, LLCMML Investors Services, LLC04-12-2019
Kerri Allison AllenTFC Financial Management IncMML Investors Services, LLC04-08-2019
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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