Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James M. FranklinThe Leaders Group, Inc.MML Investors Services, LLC10-22-2019
Stephen J. EiflerSecurities America, Inc.MML Investors Services, LLC10-18-2019
David Johnson LongVoya Financial Advisors, Inc.MML Investors Services, LLC10-16-2019
Devika KambohStephen A. Kohn & Associates, Ltd.MML Investors Services, LLC10-16-2019
Donald Paul TenneAmeriprise Financial Services, Inc.MML Investors Services, LLC$50010-14-2019
Jason Timothy ReevesAXA Advisors, LLCMML Investors Services, LLC10-08-2019
David R. KirkLincoln InvestmentMML Investors Services, LLC$10010-07-2019
Bridy C. OreshackLPL Financial LLCMML Investors Services, LLC$10010-07-2019
James M GarabedianHornor, Townsend & Kent, LLCMML Investors Services, LLC10-07-2019
Nicole Ann GilbertLPL Financial LLCMML Investors Services, LLC10-07-2019
Aristotelis K. MichialisPackerland Brokerage Services, Inc.MML Investors Services, LLC10-04-2019
Raymond T DifilippoJ.W. Cole Financial, Inc.MML Investors Services, LLC10-04-2019
Stephen Robert JudgeLPL Financial LLCMML Investors Services, LLC$10010-03-2019
Anthony Joseph Pullinzi Jr.Allstate Financial Services, LLCMML Investors Services, LLC10-02-2019
Shayne Walcott EscobarLPL Financial LLCMML Investors Services, LLC09-30-2019
Sten Jacoby MorganSA Stone Wealth Management Inc.MML Investors Services, LLC09-30-2019
Dustin PerkinsSA Stone Wealth Management Inc.MML Investors Services, LLC09-30-2019
Kevin Leland KimballAmeriprise Financial Services, Inc.MML Investors Services, LLC$10009-27-2019
Troy Allen AarthunAmeriprise Financial Services, Inc.MML Investors Services, LLC$10009-27-2019
Sharon Joy HickeyAmeriprise Financial Services, Inc.MML Investors Services, LLC$50009-27-2019
Marcus MandtFBL Marketing Services, LLCMML Investors Services, LLC09-24-2019
Neil Edward GronowetterMadison Avenue Securities, LLCMML Investors Services, LLC$10009-23-2019
Michael David WesterfieldThe Leaders Group, Inc.MML Investors Services, LLC$50009-23-2019
Sherri Marie LangeLPL Financial LLCMML Investors Services, LLC09-23-2019
Norman Stewart StrobelSecurities America, Inc.MML Investors Services, LLC$10009-19-2019
Next Page »

Showing 1 to 25 of 77 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.