Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Charles HeislerNational Planning CorporationMedallion Investment Services, Inc.03-12-2010
John Joseph MoynihanGWN Securities Inc.Medallion Investment Services, Inc.03-04-2010
Daniel Edward Klosterman Jr.LPL Financial LLCMedallion Investment Services, Inc.02-08-2010
William Edgar Boyd McCready Jr.Securities Service Network, LLCMedallion Investment Services, Inc.01-11-2010
John Alfred Harter Jr.H. Beck, Inc.Medallion Investment Services, Inc.$1001-06-2010
Almie McIntyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.01-05-2010
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$1001-04-2010
Edward Michael FriedmanSecurities Service Network, LLCMedallion Investment Services, Inc.01-04-2010
Robert Craig GreenfestSecurities Service Network, LLCMedallion Investment Services, Inc.01-04-2010
James Raymond SwabSecurities Service Network, LLCMedallion Investment Services, Inc.01-04-2010
Frederic Vincent FlowerKestra Investment Services, LLCMedallion Investment Services, Inc.$1012-15-2009
Thomas Joseph Desiderio Jr.Kestra Investment Services, LLCMedallion Investment Services, Inc.12-15-2009
David Scott AsherKestra Investment Services, LLCMedallion Investment Services, Inc.$10012-11-2009
Rebecca Charlotte CraigKestra Investment Services, LLCMedallion Investment Services, Inc.12-09-2009
Phyllis Rice MitchellNational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Ralph Dennis White IIINational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Paul Norman TaberNational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Douglas Russell MadairyNational Planning CorporationMedallion Investment Services, Inc.11-04-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.